Home/Filings/4/0001562180-17-000489
4//SEC Filing

ASTORIA FINANCIAL CORP 4

Accession 0001562180-17-000489

CIK 0000910322operating

Filed

Feb 2, 7:00 PM ET

Accepted

Feb 3, 4:43 PM ET

Size

10.0 KB

Accession

0001562180-17-000489

Insider Transaction Report

Form 4
Period: 2017-02-01
KEEGAN GERARD C
DirectorVice Chairman&Chief Admin Off
Transactions
  • Other

    Common Stock

    2017-02-0129,8000 total(indirect: RSU)
Holdings
  • Common Stock

    262,567
  • Common Stock

    (indirect: RSA)
    35,700
Footnotes (2)
  • [F1]Represents cancellation of performance-based restricted stock awarded February 3, 2014 pursuant to the 2005 Stock Incentive Plan for Officers and Employees of Astoria Financial Corporation (the 2005 Plan). The Vesting period of the grant was from February 3, 2014 through February 1, 2017 and Performance Measurement Period was the period beginning January 1, 2016 and ending December 31, 2016. Shares forfeited based on not meeting the terms of the award.
  • [F2]Represents award of restricted stock dated February 1, 2016 pursuant to the 2014 Stock Incentive Plan for Officers and Employees of Astoria Financial Corporation (the 2014 Plan). The shares of restricted stock will vest as follows: 17,850 shares on December 14, 2017 and 17,850 shares on December 14, 2018 or if earlier, upon the death, Disability or Change in Control (as such terms are defined in the 2014 Plan) or pursuant to the terms of his employment agreements with the Company and Astoria Bank (the Bank) upon his termination of employment by the Company or the Bank prior to the end of the term of such employment agreements without Cause, as defined therein.

Issuer

ASTORIA FINANCIAL CORP

CIK 0000910322

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000910322

Filing Metadata

Form type
4
Filed
Feb 2, 7:00 PM ET
Accepted
Feb 3, 4:43 PM ET
Size
10.0 KB