Home/Filings/4/0001562180-17-000535
4//SEC Filing

ASTORIA FINANCIAL CORP 4

Accession 0001562180-17-000535

CIK 0000910322operating

Filed

Feb 6, 7:00 PM ET

Accepted

Feb 7, 6:06 PM ET

Size

19.5 KB

Accession

0001562180-17-000535

Insider Transaction Report

Form 4
Period: 2017-02-03
Transactions
  • Other

    Common Stock

    2017-02-033,5650 total(indirect: RSA Vest)
  • Other

    Common Stock

    2017-02-03$18.68/sh+3,565$66,61255,935 total
  • Other

    Common Stock

    2017-02-037930 total(indirect: RSA Vest)
  • Other

    Common Stock

    2017-02-03$18.68/sh+793$14,81756,728 total
Holdings
  • Common Stock

    (indirect: RSA)
    2,391
  • Common Stock

    (indirect: RSA)
    531
  • Common Stock

    (indirect: RSA)
    2,988
  • Common Stock

    (indirect: RSA)
    664
  • Common Stock

    (indirect: RSA)
    3,577
  • Common Stock

    (indirect: RSA)
    795
Footnotes (8)
  • [F1]Represents vesting of a previous award of restricted stock pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The restricted stock vested and was distributed on 02/03/17. The transaction represents a change in the form of beneficial ownership from indirect to direct.
  • [F2]Represents value of restricted stock at time of vesting and is the value of services rendered by the Reporting Person to the Issuer.
  • [F3]Represents award of restricted stock dated January 30, 2017 pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The restricted stock will vest on January 30, 2020 or, if earlier, upon the death, Disability, Mandatory Retirement, Change in Control or Involuntary Termination, all as specified in the 2007 Plan.
  • [F4]Represents discretionary grant on January 30, 2017 of restricted stock pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The restricted stock will vest and be distributed effective January 30, 2020 or earlier upon the death, disability or Mandatory Retirement, on a Change in Control, or Involuntary Termination, all as specified in the 2007 Plan.
  • [F5]Represents award of restricted stock dated February 1, 2016 pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The restricted stock will vest on February 1, 2019 or, if earlier, upon the death, Disability, Mandatory Retirement, Change in Control or Involuntary Termination, all as specified in the 2007 Plan.
  • [F6]Represents discretionary grant on February 1, 2016 of restricted stock pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The restricted stock will vest and be distributed effective February 1, 2019 or earlier upon the death, disability or Mandatory Retirement, on a Change in Control, or Involuntary Termination, all as specified in the 2007 Plan.
  • [F7]Represents award of restricted stock dated February 2, 2015 pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The restricted stock will vest on February 2, 2018 or, if earlier, upon the death, Disability, Mandatory Retirement, Change in Control or Involuntary Termination, all as specified in the 2007 Plan.
  • [F8]Represents discretionary grant on February 2, 2015 of restricted stock pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The restricted stock will vest and be distributed effective February 2, 2018 or earlier upon the death, disability or Mandatory Retirement, on a Change in Control, or Involuntary Termination, all as specified in the 2007 Plan.

Issuer

ASTORIA FINANCIAL CORP

CIK 0000910322

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000910322

Filing Metadata

Form type
4
Filed
Feb 6, 7:00 PM ET
Accepted
Feb 7, 6:06 PM ET
Size
19.5 KB