Home/Filings/4/0001562180-17-000559
4//SEC Filing

PITNEY BOWES INC /DE/ 4

Accession 0001562180-17-000559

$PBICIK 0000078814operating

Filed

Feb 7, 7:00 PM ET

Accepted

Feb 8, 1:31 PM ET

Size

21.2 KB

Accession

0001562180-17-000559

Insider Transaction Report

Form 4
Period: 2017-02-06
Transactions
  • Exercise/Conversion

    Restricted Stock Units

    2017-02-079,3860 total
    Exercise: $0.00From: 2017-02-07Common Stock (9,386 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2017-02-075,1860 total
    Exercise: $0.00From: 2017-02-07Common Stock (5,816 underlying)
  • Award

    Performance Stock Units

    2017-02-06$13.16/sh+91,185$1,199,995216,831 total
    Common Stock (91,185 underlying)
  • Exercise/Conversion

    Common Stock

    2017-02-07+34,867153,976.157 total
  • Tax Payment

    Common Stock

    2017-02-07$13.17/sh12,219$160,924141,757.157 total
  • Award

    Restricted Stock Units

    2017-02-06$13.16/sh+30,395$399,99886,416 total
    Common Stock (30,395 underlying)
  • Award

    Stock Option

    2017-02-06+200,0001,201,868 total
    From: 2018-02-06Exp: 2027-02-06Common Stock (200,000 underlying)
  • Exercise/Conversion

    Performance Stock Units

    2017-02-0820,2950 total
    Exercise: $0.00From: 2017-02-07Common Stock (20,295 underlying)
Holdings
  • Common Stock

    (indirect: By 401(k))
    10,655.76
Footnotes (8)
  • [F1]Each unit represents a contingent right to receive one share of Pitney Bowes common stock.
  • [F2]Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest over a three year period on the second Tuesday in February.
  • [F3]Each performance stock unit represents a contingent right to receive Pitney Bowes common stock based upon pre-determined performance factors.
  • [F4]The performance stock units (PSUs) represent a contingent right to receive Pitney Bowes common stock with a 3 year cliff vesting. The shares that will vest are based on the pre-established performance standards set by the Board upon making each award, and could result in more of less shares being issued at the time of the vesting due to the pre-established performance standards. Depending on financial performance, the resulting number of shares released can range from zero to a maximum of 200% of grant.
  • [F5]The grant price for the stock option was calculated at 100% of the closing price on February 6, 2017 which was $13.16.
  • [F6]The final vesting of the four traunches vested.
  • [F7]The final vesting of the three traunches vested.
  • [F8]Vesting of performance awards due to the pre-established performance standards being met.

Issuer

PITNEY BOWES INC /DE/

CIK 0000078814

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000078814

Filing Metadata

Form type
4
Filed
Feb 7, 7:00 PM ET
Accepted
Feb 8, 1:31 PM ET
Size
21.2 KB