People's United Financial, Inc. 4
4 · People's United Financial, Inc. · Filed Mar 8, 2017
Insider Transaction Report
Form 4
Trautmann Robert E
Exec. VP & GC
Transactions
- Sale
Common Stock
2017-03-07$19.20/sh−46,100$885,120→ 26,848 total - Exercise/Conversion
Common Stock
2017-03-07$18.10/sh+46,100$834,410→ 72,948 total - Exercise/Conversion
Employee Option to Buy
2017-03-07−46,100→ 0 totalExercise: $18.10Exp: 2017-10-25→ Common Stock (46,100 underlying) - Sale
Common Stock
2017-03-07$19.17/sh−7,800$149,526→ 53,706 total(indirect: By Trust)
Footnotes (3)
- [F1]This transaction was executed in multiple trades at prices ranging from $19.175 to $19.215. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the SEC staff, People's United Financial, Inc. or a shareholder of People's United Financial, Inc. full information regarding the number of shares and prices at which the transaction was effected.
- [F2]Includes 4,674 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 40 shares acquired through dividend reinvestment) based on 12/31/2016 Plan statement.
- [F3](3) Exercisable in annual increments on 10/25/08 (20%); 10/25/09 (20%); 10/25/10 (20%); 10/25/11 (20%) and 10/25/12 (20%).