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SVB FINANCIAL GROUP·4

May 3, 3:01 PM ET

SVB FINANCIAL GROUP 4

4 · SVB FINANCIAL GROUP · Filed May 3, 2017

Insider Transaction Report

Form 4
Period: 2017-04-29
SVB FINANCIAL GROUPSIVB
Wallace Bruce
Chief Ops Officer
Transactions
  • Exercise/Conversion

    Restricted Stock Unit

    2017-04-30−650→ 0 total
    Exercise: $0.00Exp: 2020-04-30→ Common Stock (650 underlying)
  • Tax Payment

    Common Stock

    2017-04-29$180.28/sh−91$16,405→ 12,540 total
  • Exercise/Conversion

    Common Stock

    2017-05-01+293→ 13,204 total
  • Exercise/Conversion

    Restricted Stock Unit

    2017-04-29−242→ 241 total
    Exercise: $0.00Exp: 2021-04-29→ Common Stock (242 underlying)
  • Exercise/Conversion

    Common Stock

    2017-04-30+650→ 13,190 total
  • Tax Payment

    Common Stock

    2017-04-30$180.28/sh−279$50,298→ 12,911 total
  • Exercise/Conversion

    Restricted Stock Unit

    2017-05-01−293→ 585 total
    Exercise: $0.00Exp: 2022-05-01→ Common Stock (293 underlying)
  • Exercise/Conversion

    Common Stock

    2017-04-29+242→ 12,631 total
  • Tax Payment

    Common Stock

    2017-05-01$180.28/sh−153$27,583→ 13,051 total
Holdings

  • Common Stock

    (indirect: By 401(k))
    313
Footnotes (6)
  • [F1]Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock.
  • [F2]Shares withheld by Issuer for payment of tax liability incurred upon vesting of restricted stock units.
  • [F3]The information in this report is based on 401(k)/ESOP Plan statement dated as of March 31, 2017.
  • [F4]25%/4yr beginning on 29-Apr-2015.
  • [F5]25%/4yr beginning on 30-Apr-2014.
  • [F6]25%/4yr beginning on 01-May-2016.

Documents

1 file
  • 4
    primarydocument.xmlPrimary

    PRIMARY DOCUMENT