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4//SEC Filing

SVB FINANCIAL GROUP 4

Accession 0001562180-17-001694

CIK 0000719739operating

View on SEC.gov Company Profile

Filed

May 2, 8:00 PM ET

Accepted

May 3, 3:01 PM ET

Size

20.1 KB

Accession

0001562180-17-001694

Insider Transaction Report

Form 4

Period: 2017-04-29

SVB FINANCIAL GROUPSIVB

Chief Ops Officer

Transactions

Exercise/Conversion
Restricted Stock Unit
2017-04-30−650→ 0 total
Exercise: $0.00Exp: 2020-04-30→ Common Stock (650 underlying)
Tax Payment
Common Stock
2017-04-29$180.28/sh−91$16,405→ 12,540 total
Exercise/Conversion
Common Stock
2017-05-01+293→ 13,204 total
Exercise/Conversion
Restricted Stock Unit
2017-04-29−242→ 241 total
Exercise: $0.00Exp: 2021-04-29→ Common Stock (242 underlying)
Exercise/Conversion
Common Stock
2017-04-30+650→ 13,190 total
Tax Payment
Common Stock
2017-04-30$180.28/sh−279$50,298→ 12,911 total
Exercise/Conversion
Restricted Stock Unit
2017-05-01−293→ 585 total
Exercise: $0.00Exp: 2022-05-01→ Common Stock (293 underlying)
Exercise/Conversion
Common Stock
2017-04-29+242→ 12,631 total
Tax Payment
Common Stock
2017-05-01$180.28/sh−153$27,583→ 13,051 total

Holdings

Common Stock
(indirect: By 401(k))
313

Footnotes (6)

[F1]Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock.
[F2]Shares withheld by Issuer for payment of tax liability incurred upon vesting of restricted stock units.
[F3]The information in this report is based on 401(k)/ESOP Plan statement dated as of March 31, 2017.
[F4]25%/4yr beginning on 29-Apr-2015.
[F5]25%/4yr beginning on 30-Apr-2014.
[F6]25%/4yr beginning on 01-May-2016.

Documents

1 file

4
primarydocument.xmlPrimary
PRIMARY DOCUMENT

Issuer

SVB FINANCIAL GROUP

CIK 0000719739

Entity typeoperating

IncorporatedDE

Related Parties

1

filerCIK 0000719739

Filing Metadata

Form type: 4
Filed: May 2, 8:00 PM ET
Accepted: May 3, 3:01 PM ET
Size: 20.1 KB

View on SEC.gov