Home/Filings/4/0001562180-17-001951
4//SEC Filing

PNM RESOURCES INC 4

Accession 0001562180-17-001951

$TXNMCIK 0001108426operating

Filed

May 15, 8:00 PM ET

Accepted

May 16, 2:37 PM ET

Size

12.6 KB

Accession

0001562180-17-001951

Insider Transaction Report

Form 4
Period: 2017-05-12
Transactions
  • Exercise/Conversion

    Restricted Stock Rights

    2017-05-129284,050 total
    Common Stock (928 underlying)
  • Exercise/Conversion

    Restricted Stock Rights

    2017-05-157843,266 total
    Common Stock (784 underlying)
  • Exercise/Conversion

    Common Stock

    2017-05-15+78437,675 total
  • Exercise/Conversion

    Common Stock

    2017-05-12+92836,891 total
Holdings
  • Stock Options

    Common Stock (1,000 underlying)
    1,000
Footnotes (6)
  • [F1]Represents the portions of previous awards of restricted stock rights that vested effective as of the applicable vesting date.
  • [F2]Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock.
  • [F3]The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends).
  • [F4]Based on the closing price on the date of the grant.
  • [F5]The options vested in three equal annual installments from grant date and are fully vested.
  • [F6]The options expire 10 years from grant date.

Issuer

PNM RESOURCES INC

CIK 0001108426

Entity typeoperating
IncorporatedNM

Related Parties

1
  • filerCIK 0001108426

Filing Metadata

Form type
4
Filed
May 15, 8:00 PM ET
Accepted
May 16, 2:37 PM ET
Size
12.6 KB