Home/Filings/4/0001562180-17-001986
4//SEC Filing

PNM RESOURCES INC 4

Accession 0001562180-17-001986

$TXNMCIK 0001108426operating

Filed

May 17, 8:00 PM ET

Accepted

May 18, 11:02 AM ET

Size

10.5 KB

Accession

0001562180-17-001986

Insider Transaction Report

Form 4
Period: 2017-05-16
Transactions
  • Exercise/Conversion

    Common Stock

    2017-05-17+78040,907 total
  • Award

    Common Stock

    2017-05-16+2,45240,127 total
  • Exercise/Conversion

    Restricted Stock Rights

    2017-05-177802,486 total
    Common Stock (780 underlying)
Holdings
  • Stock Options

    Common Stock (1,000 underlying)
    1,000
Footnotes (6)
  • [F1]These shares represent restricted stock units granted on May 16, 2017 that will vest on May 16, 2018 and be settled in common stock upon or after vesting.
  • [F2]Represents the portions of previous awards of restricted stock rights that vested on May 17, 2017.
  • [F3]The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends).
  • [F4]Based on the closing price on the date of the grant.
  • [F5]The options vested in three equal annual installments from grant date and are fully vested.
  • [F6]The options expire 10 years from grant date.

Issuer

PNM RESOURCES INC

CIK 0001108426

Entity typeoperating
IncorporatedNM

Related Parties

1
  • filerCIK 0001108426

Filing Metadata

Form type
4
Filed
May 17, 8:00 PM ET
Accepted
May 18, 11:02 AM ET
Size
10.5 KB