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4//SEC Filing

People's United Financial, Inc. 4

Accession 0001562180-17-002241

CIK 0001378946operating
View on SEC.govCompany Profile

Filed

Jun 8, 8:00 PM ET

Accepted

Jun 9, 11:06 AM ET

Size

17.4 KB

Accession

0001562180-17-002241

Insider Transaction Report

Form 4
Period: 2017-06-08
People's United Financial, Inc.PBCT
Trautmann Robert E
Exec. VP & GC
Transactions
  • Exercise/Conversion

    Employee Option to Buy

    2017-06-08−43,433→ 0 total
    Exercise: $17.08Exp: 2024-02-20→ Common Stock (43,433 underlying)
  • Exercise/Conversion

    Common Stock

    2017-06-08$14.85/sh+47,707$708,449→ 118,030 total
  • Sale

    Common Stock

    2017-06-08$17.08/sh−118,836$2,029,719→ 26,890 total
  • Exercise/Conversion

    Employee Option to Buy

    2017-06-08−27,696→ 55,393 total
    Exercise: $17.08Exp: 2026-02-18→ Common Stock (27,696 underlying)
  • Exercise/Conversion

    Common Stock

    2017-06-08$13.90/sh+43,433$603,827→ 70,323 total
  • Exercise/Conversion

    Common Stock

    2017-06-08$14.56/sh+27,696$403,392→ 145,726 total
  • Exercise/Conversion

    Employee Option to Buy

    2017-06-08−47,707→ 47,708 total
    Exercise: $17.08Exp: 2025-02-19→ Common Stock (47,707 underlying)
Holdings

  • Common Stock

    (indirect: By Trust)
    53,706
Footnotes (5)
  • [F1]This transaction was executed in multiple trades at prices ranging from $17.05 to $17.13. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the SEC staff, People's United Financial, Inc. or a shareholder of People's United Financial, Inc. full information regarding the number of shares and prices at which the transaction was effected.
  • [F2]Includes 3,788 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 42 shares acquired through dividend reinvestment) based on 3/30/2017 Plan statement.
  • [F3]Exercisable in annual increments on 3/1/15 (33 1/3%); 3/1/16 (33 1/3%) and 3/1/17 (33 1/3%).
  • [F4]Exercisable in annual increments on 3/1/16 (33 1/3%); 3/1/17 (33 1/3%) and 3/1/18 (33 1/3%).
  • [F5]Exercisable in annual increments on 3/1/17 (33 1/3%); 3/1/18 (33 1/3%) and 3/1/19 (33 1/3%).

Documents

1 file

Issuer

People's United Financial, Inc.

CIK 0001378946

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001378946

Filing Metadata

Form type
4
Filed
Jun 8, 8:00 PM ET
Accepted
Jun 9, 11:06 AM ET
Size
17.4 KB
View on SEC.gov