People's United Financial, Inc. 4
4 · People's United Financial, Inc. · Filed Jun 9, 2017
Insider Transaction Report
Form 4
Trautmann Robert E
Exec. VP & GC
Transactions
- Exercise/Conversion
Employee Option to Buy
2017-06-08−43,433→ 0 totalExercise: $17.08Exp: 2024-02-20→ Common Stock (43,433 underlying) - Exercise/Conversion
Common Stock
2017-06-08$14.85/sh+47,707$708,449→ 118,030 total - Sale
Common Stock
2017-06-08$17.08/sh−118,836$2,029,719→ 26,890 total - Exercise/Conversion
Employee Option to Buy
2017-06-08−27,696→ 55,393 totalExercise: $17.08Exp: 2026-02-18→ Common Stock (27,696 underlying) - Exercise/Conversion
Common Stock
2017-06-08$13.90/sh+43,433$603,827→ 70,323 total - Exercise/Conversion
Common Stock
2017-06-08$14.56/sh+27,696$403,392→ 145,726 total - Exercise/Conversion
Employee Option to Buy
2017-06-08−47,707→ 47,708 totalExercise: $17.08Exp: 2025-02-19→ Common Stock (47,707 underlying)
Holdings
- 53,706(indirect: By Trust)
Common Stock
Footnotes (5)
- [F1]This transaction was executed in multiple trades at prices ranging from $17.05 to $17.13. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the SEC staff, People's United Financial, Inc. or a shareholder of People's United Financial, Inc. full information regarding the number of shares and prices at which the transaction was effected.
- [F2]Includes 3,788 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 42 shares acquired through dividend reinvestment) based on 3/30/2017 Plan statement.
- [F3]Exercisable in annual increments on 3/1/15 (33 1/3%); 3/1/16 (33 1/3%) and 3/1/17 (33 1/3%).
- [F4]Exercisable in annual increments on 3/1/16 (33 1/3%); 3/1/17 (33 1/3%) and 3/1/18 (33 1/3%).
- [F5]Exercisable in annual increments on 3/1/17 (33 1/3%); 3/1/18 (33 1/3%) and 3/1/19 (33 1/3%).