4//SEC Filing
KEEGAN GERARD C 4
Accession 0001562180-17-002647
CIK 0000910322other
Filed
Aug 9, 8:00 PM ET
Accepted
Aug 10, 4:55 PM ET
Size
10.7 KB
Accession
0001562180-17-002647
Insider Transaction Report
Form 4
KEEGAN GERARD C
DirectorVice Chairman&Chief Admin Off
Transactions
- Sale
Common Stock
2017-08-08$19.94/sh−34,153$681,096→ 228,414 total
Holdings
- 2,922(indirect: RSA)
Common Stock
- 35,700(indirect: RSA)
Common Stock
Footnotes (3)
- [F1]This transaction was executed in multiple trades at prices ranging from $19.80 to $20.09. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F2]Represents award of restricted stock dated February 1, 2016 pursuant to the 2014 Stock Incentive Plan for Officers and Employees of Astoria Financial Corporation (the 2014 Plan). The shares of restricted stock will vest as follows: 17,850 shares on December 14, 2017 and 17,850 shares on December 14, 2018 or if earlier, upon the death, Disability or Change in Control (as such terms are defined in the 2014 Plan) or pursuant to the terms of his employment agreements with the Company and Astoria Bank (the Bank) upon his termination of employment by the Company or the Bank prior to the end of the term of such employment agreements without Cause, as defined therein.
- [F3]Represents award of restricted stock dated March 22, 2017 pursuant to the 2014 Stock Incentive Plan for Officers and Employees of Astoria Financial Corporation (the 2014 Plan). The shares of restricted stock will vest as follows: 974 shares on December 14, 2017, 974 shares on December 14, 2018 and 974 shares on December 16, 2019 or if earlier, upon the death, Disability or Change in Control (as such terms are defined in the 2014 Plan) or pursuant to the terms of his employment agreements with the Company and Astoria Bank (the Bank) upon his termination of employment by the Company or the Bank prior to the end of the term of such employment agreements without Cause, as defined therein.
Issuer
ASTORIA FINANCIAL CORP
CIK 0000910322
Entity typeother
Related Parties
1- filerCIK 0001210751
Filing Metadata
- Form type
- 4
- Filed
- Aug 9, 8:00 PM ET
- Accepted
- Aug 10, 4:55 PM ET
- Size
- 10.7 KB