Leone Roger 4
4 · SVB FINANCIAL GROUP · Filed Oct 31, 2017
Insider Transaction Report
Form 4
Leone Roger
Chief Information Officer
Transactions
- Award
Common Stock
2017-06-30$146.30/sh+145$21,214→ 1,000 total - Exercise/Conversion
Common Stock
2017-10-27+358→ 1,358 total - Tax Payment
Common Stock
2017-10-27$216.69/sh−135$29,253→ 1,223 total - Exercise/Conversion
Restricted Stock Unit
2017-10-27−358→ 714 totalExercise: $0.00Exp: 2022-10-27→ Common Stock (358 underlying)
Holdings
- 53(indirect: By 401(k))
Common Stock
Footnotes (4)
- [F1]These shares were acquired under the Issuer's Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).
- [F2]Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock.
- [F3]Shares withheld by Issuer for payment of tax liability incurred upon vesting of restricted stock units.
- [F4]25%/4yr beginning on 27-Oct-2016.