DWIGHT JOHN K 4
4 · People's United Financial, Inc. · Filed Nov 30, 2017
Insider Transaction Report
Form 4
DWIGHT JOHN K
Director
Transactions
- Exercise/Conversion
Director Option to Buy
2017-11-29−56,928→ 0 totalExercise: $15.66Exp: 2018-01-17→ Common Stock (56,928 underlying) - Exercise/Conversion
Common Stock
2017-11-29$15.66/sh+56,928$891,492→ 292,098 total - Sale
Common Stock
2017-11-29$19.08/sh−56,928$1,086,186→ 235,170 total
Holdings
- 8,902(indirect: By Trust)
Common Stock
- 4,253(indirect: By Trust)
Common Stock
- 4,253(indirect: By Trust)
Common Stock
Footnotes (3)
- [F1]This transaction was executed in multiple trades at prices ranging from $18.995 to $19.13. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the SEC staff, People's United Financial, Inc. or a shareholder of People's United Financial, Inc. full information regarding the number of shares and prices at which the transaction was effected..
- [F2]Includes 68,526 investment units accrued under the Chittenden Corporation Deferred Compensation Plan (including 644 units accrued due to the deemed reinvestment of dividend equivalents and reflecting settlement of 6,649 investment units by delivery of equal number of shares of common stock on January 2, 2017). Each investment unit corresponds to one share of common stock.
- [F3]Exercisable in annual increments of 20% over the course of five years, beginning on the first anniversary of the date of the grant.