4//SEC Filing
FLAXMAN JON E 4
Accession 0001562180-17-003700
CIK 0000047217other
Filed
Nov 29, 7:00 PM ET
Accepted
Nov 30, 5:05 PM ET
Size
18.0 KB
Accession
0001562180-17-003700
Insider Transaction Report
Form 4
HP INCHPQ
FLAXMAN JON E
Chief Operating Officer
Transactions
- Exercise/Conversion
Common Stock
2017-11-28$12.47/sh+156,976$1,957,491→ 243,096 total - Exercise/Conversion
Non-Qualified Employee Stock Options (right to buy)
2017-11-28−156,976→ 313,952 totalExercise: $12.47From: 2017-10-30Exp: 2023-10-29→ Common Stock (156,976 underlying) - Exercise/Conversion
Non-Qualified Employee Stock Options (right to buy)
2017-11-28−43,239→ 0 totalExercise: $6.40From: 2015-12-06Exp: 2020-12-05→ Common Stock (43,239 underlying) - Exercise/Conversion
Common Stock
2017-11-28$6.40/sh+43,239$276,730→ 323,088 total - Exercise/Conversion
Common Stock
2017-11-28$12.49/sh+36,753$459,045→ 279,849 total - Sale
Common Stock
2017-11-28$21.34/sh−271,968$5,804,912→ 51,120 total - Exercise/Conversion
Non-Qualified Employee Stock Options (right to buy)
2017-11-28−36,753→ 0 totalExercise: $12.49From: 2016-12-11Exp: 2021-12-10→ Common Stock (36,753 underlying)
Footnotes (8)
- [F1]35,000 shares were sold pursuant to a 10b5-1 plan adopted by the reporting person on 12/20/2016 and 236,968 shares were sold pursuant to a 10b5-1 plan adopted by the reporting person on 9/29/2017.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.16-$21.48, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F3]The share amounts reported reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.
- [F4]On October 30, 2015, the reporting person was granted performance contingent options to purchase a total of 470,928 shares.The stock options vest 1/3 annually on each of the anniversaries of the grant date, in each case subject to the satisfaction of certain stock price performance conditions being met within five years following the grant date.
- [F5]This option became exercisable beginning on this date.
- [F6]This option is no longer exercisable following this date.
- [F7]On December 11, 2013, the reporting person was granted an option to purchase a total of 110,259 shares (post conversion), vesting in three equal annual installments beginning on the first anniversary of the grant date.
- [F8]On December 6, 2012, the reporting person was granted an option to purchase a total of 129,717 shares (post conversion), vesting in three equal annual installments beginning on the first anniversary of the grant date.
Documents
Issuer
HP INC
CIK 0000047217
Entity typeother
Related Parties
1- filerCIK 0001207617
Filing Metadata
- Form type
- 4
- Filed
- Nov 29, 7:00 PM ET
- Accepted
- Nov 30, 5:05 PM ET
- Size
- 18.0 KB