Home/Filings/4/0001562180-18-000557
4//SEC Filing

KALANI NEELESH 4

Accession 0001562180-18-000557

CIK 0001017793other

Filed

Jan 31, 7:00 PM ET

Accepted

Feb 1, 2:58 PM ET

Size

22.5 KB

Accession

0001562180-18-000557

Insider Transaction Report

Form 4
Period: 2018-01-31
KALANI NEELESH
Chief Accounting Officer
Transactions
  • Disposition to Issuer

    Common Stock

    2018-01-314,362.1150 total
  • Disposition to Issuer

    Incentive Stock Option (right to buy)

    2018-01-315920 total
    Exercise: $17.85From: 2014-03-01Exp: 2023-03-01Common Stock (592 underlying)
  • Disposition to Issuer

    Incentive Stock Option (right to buy)

    2018-01-317030 total
    Exercise: $16.80From: 2015-03-03Exp: 2024-03-03Common Stock (703 underlying)
  • Disposition to Issuer

    Incentive Stock Option (right to buy)

    2018-01-314000 total
    Exercise: $14.25From: 2013-03-01Exp: 2022-03-01Common Stock (400 underlying)
  • Award

    Common Stock

    2018-01-31+1.052,732.157 total(indirect: 401 (k))
  • Disposition to Issuer

    Incentive Stock Option (right to buy)

    2018-01-311,0000 total
    Exercise: $22.25From: 2013-02-17Exp: 2021-02-17Common Stock (1,000 underlying)
  • Disposition to Issuer

    Incentive Stock Option (right to buy)

    2018-01-318250 total
    Exercise: $18.50From: 2017-03-02Exp: 2025-03-02Common Stock (825 underlying)
  • Disposition to Issuer

    Common Stock

    2018-01-312,732.1570 total(indirect: 401 (k))
  • Disposition to Issuer

    Non-Qualified Option (right to buy)

    2018-01-311,3730 total
    Exercise: $21.08From: 2018-03-01Exp: 2026-03-01Common Stock (1,373 underlying)
Footnotes (3)
  • [F1]On January 31, 2018 , pursuant to the Agreement and Plan of Merger, dated as of June 30, 2017 (the "Merger Agreement"), by and among Sun Bancorp, Inc. ("Sun"), Mercury Sub Corp. ("Merger Sub") and OceanFirst Financial Corp. ("Ocean"), Merger Sub merged with and into Sun (the "Merger"), with Sun as the surviving corporation in the Merger. Under the terms and conditions of the Merger Agreement, at the effective time of the Merger, each share of Sun common stock was converted into the right to receive either $24.99 in cash (the "Cash Consideration") or .9289 shares of Ocean common stock, at the election of the holder and subject to procedures applicable to oversubscription and undersubscription for Cash Consideration set forth in the Merger Agreement.
  • [F2]Various dates and prices.
  • [F3]Pursuant to the Merger Agreement, each option granted by Sun to purchase shares of Sun common stock, whether vested or unvested, that was outstanding and unexercised immediately prior to the effective time of the Merger was assumed and converted into an option to purchase from Ocean, on the same terms and conditions as were applicable under the Sun stock option immediately prior to the effective time of the Merger, a number of shares of Ocean common stock determined by multiplying (x) the number of shares of Sun common stock subject to the Sun option by (y) .9289, at a per share exercise price equal to the quotient obtained by dividing (i) the per share exercise price for each share of Sun common stock subject to the Sun option by (ii) .9289.

Issuer

SUN BANCORP INC /NJ/

CIK 0001017793

Entity typeother

Related Parties

1
  • filerCIK 0001351139

Filing Metadata

Form type
4
Filed
Jan 31, 7:00 PM ET
Accepted
Feb 1, 2:58 PM ET
Size
22.5 KB