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4//SEC Filing

Barna James 4

Accession 0001562180-18-001190

CIK 0000035214other

View on SEC.gov Company Profile

Filed

Feb 22, 7:00 PM ET

Accepted

Feb 23, 4:10 PM ET

Size

26.8 KB

Accession

0001562180-18-001190

Insider Transaction Report

Form 4

Period: 2018-02-21

Chief Accounting Officer

Transactions

Award
Performance Share Unit
2018-02-21+2,300→ 2,300 total
Exercise: $0.00Exp: 2020-12-31→ Common Stock (2,300 underlying)
Award
Restricted Share Unit
2018-02-21+900→ 900 total
Exercise: $0.00From: 2021-02-21Exp: 2021-02-21→ Common Stock (900 underlying)
Exercise/Conversion
Common Stock
2018-02-21+2,900→ 11,485 total
Tax Payment
Common Stock
2018-02-21$21.91/sh−740$16,213→ 10,745 total
Exercise/Conversion
Restricted Share Unit
2018-02-21−2,900→ 0 total
Exercise: $0.00From: 2016-02-21Exp: 2016-02-21→ Common Stock (2,900 underlying)
Award
Stock Options (Right to Buy)
2018-02-21+3,000→ 3,000 total
Exercise: $22.01Exp: 2028-02-21→ Common Stock (3,000 underlying)

Holdings

Performance Share Unit
Exercise: $0.00Exp: 2017-12-31→ Common Stock (2,900 underlying)
2,900
Performance Share Unit
Exercise: $0.00Exp: 2019-12-31→ Common Stock (3,500 underlying)
3,500
Restricted Share Unit
Exercise: $0.00From: 2020-02-15Exp: 2020-02-15→ Common Stock (1,400 underlying)
1,400
Stock Options (Right to Buy)
Exercise: $14.27From: 2018-02-15Exp: 2027-02-15→ Common Stock (4,100 underlying)
4,100
Stock Options (Right to Buy)
Exercise: $12.33From: 2016-02-18Exp: 2025-02-18→ Common Stock (833 underlying)
833
Stock Options (Right to Buy)
Exercise: $9.60From: 2017-02-17Exp: 2026-02-17→ Common Stock (3,667 underlying)
3,667
Performance Share Unit
Exercise: $0.00Exp: 2018-12-31→ Common Stock (3,700 underlying)
3,700
Phantom Shares
→ Common Stock (1,798.276 underlying)
1,798.276
Restricted Share Unit
Exercise: $0.00From: 2019-02-17Exp: 2019-02-17→ Common Stock (1,500 underlying)
1,500

Footnotes (5)

[F1]Restricted share units convert into Common Stock on a one-to-one basis.
[F2]Performance Share Units granted as a performance award, vesting based upon degree of achievement of performance goal. At the end of the performance period, 50% of award is paid in common shares free of restrictions, and 50% is paid in cash. If the final amount is less than 100% of the share units, the balance is forfeited to the company.
[F3]The date reflected above as the Date Exercisable is the scheduled vesting date of the Restricted Share Units. Once vested, settlement of the Restricted Share Units and delivery of common shares is subject to an additional two-year holding period.
[F4]33+% per year for 3 years beginning on 21-Feb-2019
[F5]Represent phantom shares awarded under the Company's Supplemental Defined Contribution Plan for Executive Employees.

Documents

1 file

4
primarydocument.xmlPrimary
PRIMARY DOCUMENT

Issuer

FERRO CORP

CIK 0000035214

Entity typeother

Related Parties

1

filerCIK 0001683778

Filing Metadata

Form type: 4
Filed: Feb 22, 7:00 PM ET
Accepted: Feb 23, 4:10 PM ET
Size: 26.8 KB

View on SEC.gov