Barna James 4
4 · FERRO CORP · Filed Feb 28, 2018
Insider Transaction Report
Form 4
FERRO CORPFOE
Barna James
Chief Accounting Officer
Transactions
- Exercise/Conversion
Common Stock
2018-02-26+2,505→ 13,250 total - Exercise/Conversion
Performance Share Unit
2018-02-26−2,505→ 0 totalExercise: $0.00Exp: 2017-12-31→ Common Stock (2,505 underlying)
Holdings
- 3,700
Performance Share Unit
Exercise: $0.00Exp: 2018-12-31→ Common Stock (3,700 underlying) - 3,500
Performance Share Unit
Exercise: $0.00Exp: 2019-12-31→ Common Stock (3,500 underlying) - 2,300
Performance Share Unit
Exercise: $0.00Exp: 2020-12-31→ Common Stock (2,300 underlying) - 1,798.276
Phantom Shares
→ Common Stock (1,798.276 underlying) - 1,500
Restricted Share Unit
Exercise: $0.00From: 2019-02-17Exp: 2019-02-17→ Common Stock (1,500 underlying) - 1,400
Restricted Share Unit
Exercise: $0.00From: 2020-02-15Exp: 2020-02-15→ Common Stock (1,400 underlying) - 900
Restricted Share Unit
Exercise: $0.00From: 2021-02-21Exp: 2021-02-21→ Common Stock (900 underlying) - 3,000
Stock Options (Right to Buy)
Exercise: $22.01Exp: 2028-02-21→ Common Stock (3,000 underlying) - 4,100
Stock Options (Right to Buy)
Exercise: $14.27From: 2018-02-15Exp: 2027-02-15→ Common Stock (4,100 underlying) - 833
Stock Options (Right to Buy)
Exercise: $12.33From: 2016-02-18Exp: 2025-02-18→ Common Stock (833 underlying) - 3,667
Stock Options (Right to Buy)
Exercise: $9.60From: 2017-02-17Exp: 2026-02-17→ Common Stock (3,667 underlying)
Footnotes (4)
- [F1]Performance Share Units granted as a performance award, vesting based upon degree of achievement of performance goal. At the end of the performance period, 50% of award is paid in common shares free of restrictions, and 50% is paid in cash. If the final amount is less than 100% of the share units, the balance is forfeited to the company.
- [F2]Remaining 395 Performance Share Units of the original grant were forfeited.
- [F3]Represent phantom shares awarded under the Company's Supplemental Defined Contribution Plan for Executive Employees.
- [F4]33+% per year for 3 years beginning on 21-Feb-2019