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SVB FINANCIAL GROUP·4

May 4, 6:00 PM ET

Leone Roger 4

4 · SVB FINANCIAL GROUP · Filed May 4, 2018

Insider Transaction Report

Form 4

Period: 2018-05-02

SVB FINANCIAL GROUPSIVB

Chief Information Officer

Transactions

Exercise/Conversion
Common Stock
2018-05-02+177→ 1,478 total
Exercise/Conversion
Common Stock
2018-05-02+120→ 1,598 total
Tax Payment
Common Stock
2018-05-02$306.01/sh−62$18,973→ 1,536 total
Tax Payment
Common Stock
2018-05-02$306.01/sh−42$12,852→ 1,494 total
Exercise/Conversion
Restricted Stock Unit
2018-05-02−177→ 353 total
Exercise: $0.00Exp: 2023-05-02→ Common Stock (177 underlying)
Exercise/Conversion
Restricted Stock Unit
2018-05-02−120→ 360 total
Exercise: $0.00Exp: 2024-05-02→ Common Stock (120 underlying)

Holdings

Common Stock
(indirect: By 401(k))
61

Footnotes (4)

[F1]Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock.
[F2]Shares withheld by Issuer for payment of tax liability incurred upon vesting of restricted stock units.
[F3]25%/4yr beginning on 02-May-2017.
[F4]25%/4yr beginning on 02-May-2018.

Documents

1 file

4
primarydocument.xmlPrimary
PRIMARY DOCUMENT