SCHWANZ DONALD K 4
4 · PNM RESOURCES INC · Filed May 15, 2018
Insider Transaction Report
Form 4
SCHWANZ DONALD K
Director
Transactions
- Exercise/Conversion
Common Stock
2018-05-12+927→ 32,247 total - Exercise/Conversion
Restricted Stock Rights
2018-05-12−927→ 1,559 total→ Common Stock (927 underlying)
Footnotes (3)
- [F1]Represents the portions of previous awards of restricted stock rights that vested effective as of the applicable vesting date.
- [F2]Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock.
- [F3]The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends).