Element II G.P., LLC 4
4 · TPI COMPOSITES, INC · Filed Nov 14, 2018
Insider Transaction Report
Form 4
ELEMENT PARTNERS II LP
10% Owner
Transactions
- Sale
Common Stock
2018-11-12$24.12/sh−39,416$950,714→ 3,982,653 total(indirect: See Footnote) - Sale
Common Stock
2018-11-12$25.20/sh−6,769$170,579→ 3,975,884 total(indirect: See Footnote) - Sale
Common Stock
2018-11-13$23.55/sh−35,132$827,359→ 3,940,752 total(indirect: See Footnote) - Sale
Common Stock
2018-11-13$24.16/sh−24,600$594,336→ 3,916,152 total(indirect: See Footnote) - Sale
Common Stock
2018-11-14$23.59/sh−55,476$1,308,679→ 3,860,676 total(indirect: See Footnote)
Footnotes (6)
- [F1]This transaction was executed pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $24.00 to $24.99. The price reported above reflects the weighted-average price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F2]These securities are held of record by EP II and Intrafund. Element Partners II G.P., L.P. ("GP LP") is the general partner of both EP II and Intrafund, and Element II G.P., LLC ("GP LLC") is the general partner of GP LP. This report on Form 4 is jointly filed by EP II, Intrafund, GP LP and GP LLC. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.
- [F3]This transaction was executed pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $25.00 to $25.42. The price reported above reflects the weighted-average price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F4]This transaction was executed pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $23.37 to $23.84. The price reported above reflects the weighted-average price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F5]This transaction was executed pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $23.88 to $24.45. The price reported above reflects the weighted-average price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F6]This transaction was executed pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $23.23 to $23.77. The price reported above reflects the weighted-average price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.