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4//SEC Filing

Pena Luis C. 4

Accession 0001562180-19-004393

CIK 0001557883other

View on SEC.gov Company Profile

Filed

Aug 18, 8:00 PM ET

Accepted

Aug 19, 9:53 PM ET

Size

24.7 KB

Accession

0001562180-19-004393

Insider Transaction Report

Form 4

Period: 2019-08-15

Dermira, Inc.DERM

EVP Product Development

Transactions

Exercise/Conversion
Common Stock
2019-08-15+2,438→ 41,331 total
Tax Payment
Common Stock
2019-08-15$7.91/sh−1,488$11,770→ 38,634 total
Exercise/Conversion
Restricted Stock Unit
2019-08-15−2,438→ 2,437 total
→ Common Stock (2,438 underlying)
Exercise/Conversion
Restricted Stock Unit
2019-08-15−3,000→ 0 total
→ Common Stock (3,000 underlying)
Exercise/Conversion
Common Stock
2019-08-15+3,000→ 38,893 total
Tax Payment
Common Stock
2019-08-15$7.91/sh−1,209$9,563→ 40,122 total
Exercise/Conversion
Common Stock
2019-08-19$0.99/sh+3,576$3,526→ 40,628 total
Sale
Common Stock
2019-08-19$8.54/sh−23,419$199,998→ 17,209 total
Exercise/Conversion
Restricted Stock Unit
2019-08-15−3,189→ 6,378 total
→ Common Stock (3,189 underlying)
Exercise/Conversion
Employee Stock Options (Right to buy)
2019-08-19−3,576→ 88,251 total
Exercise: $0.99Exp: 2021-10-03→ Common Stock (3,576 underlying)
Exercise/Conversion
Common Stock
2019-08-15+3,189→ 35,893 total
Tax Payment
Common Stock
2019-08-15$7.91/sh−1,582$12,514→ 37,052 total

Footnotes (7)

[F1]These shares include prior ESPP purchases.
[F2]Shares sold to Tom Wiggans in a private sale transaction.
[F3]Each RSU represents a contingent right to receive one share of DERM common stock.
[F4]Vested as to 10% of the shares on August 15, 2017 and 30% of the shares on each of August 15, 2018 and August 15, 2019. The remaining 30% of the shares will ves on August 15, 2020, subject to the Reporting Person's continuous status as a service provider on the applicable vesting date.
[F5]Vested as to 10% of the shares on August 15, 2018 and 30% of the shares on August 15, 2019. 30% of the shares will vest on each of August 15, 2020 and August 15, 2021, subject to the Reporting Person's continuous status as a service provider on the applicable vesting date.
[F6]Fully vested August 15, 2019.
[F7]This option fully vested October 4, 2015.

Documents

1 file

4
primarydocument.xmlPrimary
PRIMARY DOCUMENT

Issuer

Dermira, Inc.

CIK 0001557883

Entity typeother

Related Parties

1

filerCIK 0001620548

Filing Metadata

Form type: 4
Filed: Aug 18, 8:00 PM ET
Accepted: Aug 19, 9:53 PM ET
Size: 24.7 KB

View on SEC.gov