Foster Thomas Dean 4
4 · ASV HOLDINGS, INC. · Filed Sep 11, 2019
Insider Transaction Report
Form 4
Foster Thomas Dean
VP, Operations & Supply Chain
Transactions
- Disposition to Issuer
Common Stock
2019-09-11$7.05/sh−4,842$34,136→ 0 total
Footnotes (2)
- [F1]On September 11, 2019, 4,842 restricted stock units vested, in accordance with the related award agreements and the Agreement and Plan of Merger dated as of June 26, 2019 (the "Merger Agreement") among ASV Holdings, Inc. (the "Company"), Yanmar America Corporation, a Georgia corporation ("Parent"), Osaka Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of Parent, and Yanmar Co., Ltd., a guarantor of Parent, upon the effectiveness of the merger contemplated by the Merger Agreement (the "Merger") and were simultaneously cancelled in exchange for the right to receive a cash payment of $7.05 for each unit, without interest and less any applicable withholding taxes.
- [F2]On September 11, 2019, at the effective time of the Merger, these shares of Company common stock were cancelled and converted into the right to receive a cash payment of $7.05 per share, without interest and less any applicable withholding taxes.