Home/Filings/4/0001562180-20-000866
4//SEC Filing

Pham Thuan 4

Accession 0001562180-20-000866

CIK 0001543151other

Filed

Feb 3, 7:00 PM ET

Accepted

Feb 4, 6:49 PM ET

Size

10.5 KB

Accession

0001562180-20-000866

Insider Transaction Report

Form 4
Period: 2020-02-01
Pham Thuan
Chief Technology Officer
Transactions
  • Sale

    Common Stock

    2020-02-04$38.71/sh16,200$627,0604,579,729 total
  • Tax Payment

    Common Stock

    2020-02-01$36.29/sh1,601$58,1004,599,729 total
  • Sale

    Common Stock

    2020-02-04$38.08/sh3,800$144,6924,595,929 total
Holdings
  • Common Stock

    (indirect: By Trust)
    470,367
  • Common Stock

    (indirect: By Trust)
    470,367
Footnotes (6)
  • [F1]Shares withheld to satisfy tax liability upon vesting of restricted stock units on February 1, 2020.
  • [F2]This transaction was made pursuant to Mr. Pham's existing Rule 10b5-1 plan.
  • [F3]The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.4300 to $38.4200, inclusive. The reporting person undertakes to provide to Uber Technologies, Inc., any security holder of Uber Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) and (4) to this Form 4.
  • [F4]The price reported in a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.4300 to $38.9700, inclusive.
  • [F5]Shares are held by the Nicole Anhdao Pham Annuity Trust for which Mr. Pham serves as trustee.
  • [F6]Shares are held by the Thuan Quang Pham Annuity Trust for which Mr. Pham serves as trustee.

Issuer

Uber Technologies, Inc

CIK 0001543151

Entity typeother

Related Parties

1
  • filerCIK 0001775373

Filing Metadata

Form type
4
Filed
Feb 3, 7:00 PM ET
Accepted
Feb 4, 6:49 PM ET
Size
10.5 KB