Pauley Lisa Ann 4
4 · BALL Corp · Filed Feb 4, 2020
Insider Transaction Report
Form 4
BALL CorpBLL
Pauley Lisa Ann
VP,Administration & Compliance
Transactions
- Exercise/Conversion
Common Stock
2020-01-31$72.18/sh+6,557$473,284→ 194,255.17 total - Exercise/Conversion
Restricted Stock Units
2020-01-31+5,974→ 65,213 total→ Common Stock (5,974 underlying) - Exercise/Conversion
Restricted Stock Units
2020-01-31−6,557→ 33,412 total→ Common Stock (6,557 underlying) - Exercise/Conversion
Common Stock
2020-01-31$72.18/sh+25,244$1,822,112→ 196,738.17 total - Tax Payment
Common Stock
2020-01-31$72.18/sh−9,040$652,507→ 187,698.17 total - Tax Payment
Common Stock
2020-01-31$72.18/sh−2,876$207,590→ 191,379.17 total - Exercise/Conversion
Restricted Stock Units
2020-01-31−25,244→ 39,969 total→ Common Stock (25,244 underlying) - Exercise/Conversion
Restricted Stock Units
2020-01-31−2,303→ 31,109 total→ Common Stock (2,303 underlying)
Holdings
- 6,164.888(indirect: By 401(k))
Common Stock
Footnotes (9)
- [F1]Common stock acquired upon the lapse of Table II Special Acquisition Restricted Stock Units (SAIP) based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan.
- [F2]Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II restricted stock units.
- [F3]Common stock acquired upon the lapse of Table II Performance Contingent Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan.
- [F4]Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
- [F5]Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
- [F6]Restricted stock units that lapsed based upon the calculation of the attainment of the original award above target. Relates to final payout of the SAIP RSU award originally granted to certain employees on July 27, 2016, subsequent to the completion of the acquisition of Rexam PLC.
- [F7]Lapse of restrictions on Special Acquisition Restricted Stock Units (SAIP) as a result of attainment of the performance criteria.
- [F8]Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.
- [F9]Performance Contingent Restricted Stock Units that did not lapse and were forfeited based upon the calculation of the attainment of the original award.