4/A//SEC Filing
STRAIN ROBERT D 4/A
Accession 0001562180-20-001257
CIK 0000009389other
Filed
Feb 13, 7:00 PM ET
Accepted
Feb 14, 6:22 PM ET
Size
20.6 KB
Accession
0001562180-20-001257
Insider Transaction Report
Form 4/AAmended
BALL CorpBLL
STRAIN ROBERT D
Sr VP & Pres-Ball Aerospace
Transactions
- Exercise/Conversion
Common Stock
2020-01-31$72.18/sh+23,252$1,678,329→ 60,730.58 total - Tax Payment
Common Stock
2020-01-31$72.18/sh−8,172$589,855→ 52,558.58 total - Exercise/Conversion
Common Stock
2020-01-31$72.18/sh+4,628$334,049→ 57,186.58 total - Tax Payment
Common Stock
2020-01-31$72.18/sh−2,030$146,525→ 55,156.58 total - Exercise/Conversion
Restricted Stock Units
2020-01-31+11,626→ 51,288 total→ Common Stock (11,626 underlying) - Exercise/Conversion
Restricted Stock Units
2020-01-31−23,252→ 28,036 total→ Common Stock (23,252 underlying) - Exercise/Conversion
Restricted Stock Units
2020-01-31−4,628→ 23,408 total→ Common Stock (4,628 underlying) - Exercise/Conversion
Restricted Stock Units
2020-01-31−1,626→ 21,782 total→ Common Stock (1,626 underlying)
Holdings
- 2,039.633(indirect: By 401(k))
Common Stock
Footnotes (9)
- [F1]Common stock acquired upon the lapse of Table II Special Acquisition Restricted Stock Units (SAIP) based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan.
- [F2]Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II restricted stock units.
- [F3]Common stock acquired upon the lapse of Table II Performance Contingent Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan.
- [F4]Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
- [F5]Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
- [F6]Restricted stock units that lapsed based upon the calculation of the attainment of the original award above target. Relates to final payout of the SAIP RSU award originally granted to certain employees on July 27, 2016, subsequent to the completion of the acquisition of Rexam PLC.
- [F7]Lapse of restrictions on Special Acquisition Restricted Stock Units (SAIP) as a result of attainment of the performance criteria.
- [F8]Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.
- [F9]Performance Contingent Restricted Stock Units that did not lapse and were forfeited based upon the calculation of the attainment of the original award.
Documents
Issuer
BALL Corp
CIK 0000009389
Entity typeother
Related Parties
1- filerCIK 0001045862
Filing Metadata
- Form type
- 4/A
- Filed
- Feb 13, 7:00 PM ET
- Accepted
- Feb 14, 6:22 PM ET
- Size
- 20.6 KB