4//SEC Filing
Diamond HTH Stock Co GP, LLC 4
Accession 0001562180-20-001639
CIK 0001265131other
Filed
Feb 23, 7:00 PM ET
Accepted
Feb 24, 9:26 PM ET
Size
14.5 KB
Accession
0001562180-20-001639
Insider Transaction Report
Form 4
Diamond HTH Stock Company, LP
10% Owner
Transactions
- Award
Common Stock
2020-02-20+30,000→ 187,866 total
Holdings
- 15,544,674(indirect: See Footnotes)
Common Stock
- 57,144(indirect: See Footnotes)
Common Stock
Turtle Creek Revocable Trust
10% Owner
Transactions
- Award
Common Stock
2020-02-20+30,000→ 187,866 total
Holdings
- 57,144(indirect: See Footnotes)
Common Stock
- 15,544,674(indirect: See Footnotes)
Common Stock
FORD GERALD J
Director10% Owner
Transactions
- Award
Common Stock
2020-02-20+30,000→ 187,866 total
Holdings
- 15,544,674(indirect: See Footnotes)
Common Stock
- 57,144(indirect: See Footnotes)
Common Stock
Diamond HTH Stock Co GP, LLC
10% Owner
Transactions
- Award
Common Stock
2020-02-20+30,000→ 187,866 total
Holdings
- 57,144(indirect: See Footnotes)
Common Stock
- 15,544,674(indirect: See Footnotes)
Common Stock
Footnotes (7)
- [F1]Represents restricted stock units granted to the reporting person. Such restricted stock units will vest, and an equal number of shares of common stock will be deliverable to the reporting person, upon the third anniversary of the date of grant, February 20, 2023, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement.
- [F2]This statement is jointly filed by and on behalf of each of Mr. Ford, Diamond HTH Stock Company, LP ("Diamond HTH LP"), Diamond HTH Stock Company GP, LLC ("Diamond HTH LLC"), and Turtle Creek Revocable Trust (the "Trust"). Mr. Ford, Diamond A Financial, L.P. ("Diamond A") and the Trust are the direct beneficial owners of the securities covered by this statement.
- [F3]Diamond HTH LP is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond A. Diamond HTH LLC is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LP. Mr. Ford is the sole member of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LLC. Mr. Ford is the grantor and trustee of, and may be deemed to beneficially own certain securities owned by, the Trust.
- [F4]The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities.
- [F5]The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.
- [F6]Represents Shares directly beneficially owned by Diamond A.
- [F7]Represents Shares directly beneficially owned by the Trust.
Documents
Issuer
Hilltop Holdings Inc.
CIK 0001265131
Entity typeother
IncorporatedTX
Related Parties
1- filerCIK 0001718156
Filing Metadata
- Form type
- 4
- Filed
- Feb 23, 7:00 PM ET
- Accepted
- Feb 24, 9:26 PM ET
- Size
- 14.5 KB