WALLACE BASS C JR 4
4 · TETRA TECHNOLOGIES INC · Filed Feb 25, 2020
Insider Transaction Report
Form 4
WALLACE BASS C JR
Sr VP & General Counsel
Transactions
- Tax Payment
Common Stock
[F1]2020-02-21$1.41/sh−10,637$14,998→ 168,557 total - Exercise/Conversion
Common Stock
[F2]2020-02-21+35,873→ 204,430 total - Tax Payment
Common Stock
[F3]2020-02-22$1.41/sh−1,524$2,149→ 202,906 total - Exercise/Conversion
Restricted Stock Unit
[F2][F5]2020-02-21−35,873→ 71,747 total→ Common Stock (35,873 underlying)
Holdings
- 36,124(indirect: By 401(k))
Common Stock
[F4]
Footnotes (5)
- [F1]Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock unit granted on February 21, 2019.
- [F2]Represents vested shares of restricted stock units granted on February 21, 2019. Restricted stock units convert into common stock on a one-for-one basis.
- [F3]Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock award granted on February 22, 2017.
- [F4]Rounded. Reflects shares held for the Reporting Person's account by the Trustee of TETRA Technologies, Inc. 401(k) Retirement Plan as of December 31, 2019.
- [F5]The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 21, 2022. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.
Signature
Kimberly M. O'Brien, attorney in fact|2020-02-25