4//SEC Filing
OFARRELL JOHN 4
Accession 0001562180-20-002677
CIK 0001568100other
Filed
Mar 23, 8:00 PM ET
Accepted
Mar 24, 5:30 PM ET
Size
11.2 KB
Accession
0001562180-20-002677
Insider Transaction Report
Form 4
OFARRELL JOHN
Director
Transactions
- Other
Common Stock
2020-03-20−7,099,425→ 0 total(indirect: By Andreessen Horowitz Fund III, L.P.) - Other
Common Stock
2020-03-20−70,226→ 0 total(indirect: By AH Equity Partners III, L.L.C.) - Other
Common Stock
2020-03-20+10,798→ 17,957 total(indirect: By Trust)
Footnotes (7)
- [F1]On March 20, 2020, Andreessen Horowitz Fund III, L.P., for itself and as nominee for Andreessen Horowitz Fund III-A, L.P., Andreessen Horowitz Fund III-B, L.P. and Andreessen Horowitz Fund III-Q, L.P. (collectively, the "AH Fund III Entities") distributed, for no consideration, 7,099,425 shares of Common Stock of the Issuer (the "Fund III Shares") to their respective limited partners and to AH Equity Partners III, L. L.C.("AH EP III"), the general partner of the AH Fund III Entities, representing each such partner's pro rata interest in such Fund III Shares.
- [F2]The reported securities are held of record by Andreessen Horowitz Fund III, L.P., for itself and as nominee for Andreessen Horowitz Fund III-A, L.P., Andreessen Horowitz Fund III-B, L.P. and Andreessen Horowitz Fund III-Q, L.P. AH EP III is the general partner of the AH Fund III Entities. The managing members of AH EP III are Marc Andreessen and Ben Horowitz. AH EP III and its managing members share voting and dispositive power with regard to the securities held by the AH Fund III Entities.
- [F3]The Reporting Person disclaims the existence of a "group" and disclaims beneficial ownership of the shares held by the AH Fund III Entities (and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares), except to the extent of its pecuniary interest, if any, in such shares by virtue of its interest in the AH Fund III Entities and/or AH EP III, as applicable.
- [F4]On March 20, 2020, AH EP III distributed, for no consideration, 70,226 shares of the Fund III Shares to its members, representing each such member's pro rata interest in such Fund III Shares.
- [F5]The managing members of AH EP III are Marc Andreessen and Ben Horowitz. AH EP III and its managing members share voting and dispositive power with regard to the securities held by the AH Fund III Entities. The Reporting Person disclaims the existence of a "group" and disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.
- [F6]Represents shares received by O'Farrell Principe Living Trust ua 4-30-1999 pursuant to pro rata distributions by the AH Fund III Entities and AH EP III for no consideration, of shares of the Fund III Shares to their respective partners and such partners' members, as applicable.
- [F7]The shares are held of record by O'Farrell Principe Living Trust ua 4-30-1999 for which the Reporting Person is a trustee.
Documents
Issuer
PagerDuty, Inc.
CIK 0001568100
Entity typeother
Related Parties
1- filerCIK 0001191712
Filing Metadata
- Form type
- 4
- Filed
- Mar 23, 8:00 PM ET
- Accepted
- Mar 24, 5:30 PM ET
- Size
- 11.2 KB