Pham Thuan 4
4 · Uber Technologies, Inc · Filed Apr 3, 2020
Insider Transaction Report
Form 4
Pham Thuan
Chief Technology Officer
Transactions
- Gift
Common Stock
2020-03-26−355,030→ 115,337 total(indirect: By Trust) - Gift
Common Stock
2020-03-26+710,060→ 710,060 total(indirect: By Trust) - Tax Payment
Common Stock
2020-04-01$25.42/sh−2,302$58,517→ 4,511,042 total - Gift
Common Stock
2020-03-26−355,030→ 115,337 total(indirect: By Trust)
Footnotes (5)
- [F1]On March 26, 2020, the reporting person transferred 355,030 shares of Uber common stock from each annuity trust to a family trust of which the reporting person is a trustee.
- [F2]Shares are held by the Nicole Anhdao Pham Annuity Trust for which Mr. Pham serves as trustee.
- [F3]Shares are held by the Thuan Quang Pham Annuity Trust for which Mr. Pham serves as trustee.
- [F4]Shares are held by the Thuan Q. Pham and Nicole A. Pham Revocable Trust for which Mr. Pham serves as trustee. The reporting person and members of his immediate family are the sole beneficiaries of the trust.
- [F5]Shares withheld to satisfy tax liability upon vesting of restricted stock units on April 1, 2020.