4//SEC Filing
BRODY MARK S 4
Accession 0001562180-20-003103
CIK 0000920427other
Filed
Apr 22, 8:00 PM ET
Accepted
Apr 23, 3:42 PM ET
Size
8.8 KB
Accession
0001562180-20-003103
Insider Transaction Report
Form 4
BRODY MARK S
Director
Transactions
- Purchase
Common Stock
2020-04-22$11.74/sh+295$3,463→ 82,674 total
Holdings
- 286,713(indirect: Financial Planning Analysts Dispositive Shares)
Common Stock
- 18,800
Stock Options (Right to buy)
→ Common Stock - 1,475
Restricted Stock
- 40,102(indirect: Financial Planning Analysts)
Common Stock
Footnotes (5)
- [F1]1,475 restricted shares are held in an account at Computershare, which have upcoming vesting dates.
- [F2]295 shares were purchased in Mr. Brody's SEP-IRA account @ $11.74.
- [F3]A total of 82,674 shares are beneficially owned by Dr. Brody; 48,400 are held jointly with his spouse, 13,000 are held in street name, 21,154 are held in an account at Shareworks, and 120 are held in an account at Computershare.
- [F4]Shares held in a master account of Financial Planning Analysts over which Dr. Brody has no voting authority, but has dispositive power.
- [F5]18,800 stock options were granted under various dates and vesting periods of which 9,133 are currently exercisable.
Documents
Issuer
UNITY BANCORP INC /NJ/
CIK 0000920427
Entity typeother
Related Parties
1- filerCIK 0001248813
Filing Metadata
- Form type
- 4
- Filed
- Apr 22, 8:00 PM ET
- Accepted
- Apr 23, 3:42 PM ET
- Size
- 8.8 KB