DALLAS DAVID D 4
4 · UNITY BANCORP INC /NJ/ · Filed Apr 30, 2020
Insider Transaction Report
Form 4
DALLAS DAVID D
Director10% OwnerOther
Transactions
- Purchase
Common Stock
2020-04-28$14.39/sh+7,500$107,925→ 1,720,307 total(indirect: By LLC) - Purchase
Common Stock
2020-04-30$15.81/sh+12,500$197,625→ 1,732,807 total(indirect: By LLC)
Holdings
- 13,333
Stock Options (Right to buy)
→ Common Stock - 2,038
Restricted Stock
- 20,415
Common Stock
Footnotes (6)
- [F1]1,475 shares are held in an account at Computershare, which have upcoming vesting dates. 563 shares are dividend reinvested shares for a total of 2,038.
- [F2]20,415 shares are held in an account at Shareworks
- [F3]The price reported in Column 4 is a Weighted Average Price. These shares were purchased in multiple transactions at prices ranging from $14.1238 to $14.7071 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
- [F4]The price reported in Column 4 is a Weighted Average Price. These shares were purchased in multiple transactions at prices ranging from $15.55 to $16.07 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
- [F5]177,497 shares are held in an account at Computershare, 1,555,310 shares are held in a brokerage account.
- [F6]13,333 stock options were granted under various dates and vesting periods of which 3,666 are currently exercisable.