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4//SEC Filing

Cadieux Marc C 4

Accession 0001562180-20-003410

CIK 0000719739other

View on SEC.gov Company Profile

Filed

May 4, 8:00 PM ET

Accepted

May 5, 8:34 PM ET

Size

21.8 KB

Accession

0001562180-20-003410

Insider Transaction Report

Form 4

Period: 2020-05-01

SVB FINANCIAL GROUPSIVB

Chief Credit Officer

Transactions

Exercise/Conversion
Common Stock
2020-05-01+197→ 16,049 total
Tax Payment
Common Stock
2020-05-01$184.86/sh−98$18,116→ 16,208 total
Award
Performance Restricted Stock Unit
2020-05-01+4,335→ 4,335 total
From: 2023-01-31Exp: 2027-05-01→ Common Stock (4,335 underlying)
Award
Restricted Stock Unit
2020-05-01+1,445→ 1,445 total
Exp: 2027-05-01→ Common Stock (1,445 underlying)
Exercise/Conversion
Restricted Stock Unit
2020-05-01−257→ 771 total
Exp: 2026-05-01→ Common Stock (257 underlying)
Exercise/Conversion
Common Stock
2020-05-01+257→ 16,306 total
Tax Payment
Common Stock
2020-05-01$184.86/sh−128$23,662→ 16,080 total
Award
Stock Option
2020-05-01+4,216→ 4,216 total
Exercise: $184.86Exp: 2027-05-01→ Common Stock (4,216 underlying)
Exercise/Conversion
Restricted Stock Unit
2020-05-01−197→ 393 total
Exp: 2025-05-01→ Common Stock (197 underlying)

Holdings

Common Stock
(indirect: By 401(k))
3,309

Footnotes (8)

[F1]Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock.
[F2]Shares withheld by Issuer for payment of tax liability incurred upon vesting of restricted stock units.
[F3]Stock options are subject to annual vesting in four equal installments on the anniversary date of the grant, 25% on each of the successive anniversary dates.
[F4]Each performance-based restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock.
[F5]Performance-based restricted stock units (PRSUs) are subject to both performance-based and time-based vesting and scheduled to vest on January 31, 2023.
[F6]Restricted stock units are subject to annual vesting in four equal installments on the anniversary date of the grant, 25% on each of the successive anniversary dates.
[F7]25%/4yr beginning on 01-May-2018.
[F8]25%/4yr beginning on 01-May-2019.

Documents

1 file

4
primarydocument.xmlPrimary
PRIMARY DOCUMENT

Issuer

SVB FINANCIAL GROUP

CIK 0000719739

Entity typeother

Related Parties

1

filerCIK 0001600735

Filing Metadata

Form type: 4
Filed: May 4, 8:00 PM ET
Accepted: May 5, 8:34 PM ET
Size: 21.8 KB

View on SEC.gov