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SVB FINANCIAL GROUP|4May 6, 12:22 PM ET

Cadieux Marc C 4

4 · SVB FINANCIAL GROUP · Filed May 6, 2020

Insider Transaction Report

Form 4

Period: 2020-05-04

SVB FINANCIAL GROUPSIVB

Chief Credit Officer

Transactions

Exercise/Conversion
Common Stock
2020-05-02+353→ 16,433 total
Tax Payment
Common Stock
2020-05-02$182.35/sh−176$32,094→ 16,497 total
Exercise/Conversion
Common Stock
2020-05-02+240→ 16,673 total
Tax Payment
Common Stock
2020-05-02$182.35/sh−119$21,700→ 16,378 total
Exercise/Conversion
Restricted Stock Unit
2020-05-02−240→ 240 total
Exp: 2024-05-02→ Common Stock (240 underlying)
Exercise/Conversion
Restricted Stock Unit
2020-05-02−353→ 0 total
Exp: 2023-05-02→ Common Stock (353 underlying)

Holdings

Common Stock
(indirect: By 401(k))
3,309

Footnotes (4)

[F1]Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock.
[F2]Shares withheld by Issuer for payment of tax liability incurred upon vesting of restricted stock units.
[F3]25%/4yr beginning on 02-May-2016.
[F4]25%/4yr beginning on 02-May-2017.

Documents

1 file

4
primarydocument.xmlPrimary
PRIMARY DOCUMENT