Home/Filings/4/0001562180-20-004165
4//SEC Filing

BRODY MARK S 4

Accession 0001562180-20-004165

CIK 0000920427other

Filed

Jun 2, 8:00 PM ET

Accepted

Jun 3, 4:44 PM ET

Size

8.6 KB

Accession

0001562180-20-004165

Insider Transaction Report

Form 4
Period: 2020-05-22
BRODY MARK S
Director
Transactions
  • Gift

    Common Stock

    2020-05-22$14.79/sh1,015$15,01281,659 total
Holdings
  • Common Stock

    (indirect: Financial Planning Analysts)
    40,102
  • Common Stock

    (indirect: Financial Planning Analysts Dispositive Shares)
    286,713
  • Restricted Stock

    1,475
  • Stock Options (Right to buy)

    Common Stock
    18,800
Footnotes (4)
  • [F1]A total of 81,659 shares are beneficially owned by Dr. Brody; 48,400 are held jointly with his spouse, 13,000 are held in street name, 20,139 are held in an account at Shareworks, and 120 are held in an account at Computershare.
  • [F2]1,475 restricted shares are held in an account at Computershare, which have upcoming vesting dates.
  • [F3]Shares held in a master account of Financial Planning Analysts over which Dr. Brody has no voting authority, but has dispositive power.
  • [F4]18,800 stock options were granted under various dates and vesting periods of which 9,133 are currently exercisable.

Issuer

UNITY BANCORP INC /NJ/

CIK 0000920427

Entity typeother

Related Parties

1
  • filerCIK 0001248813

Filing Metadata

Form type
4
Filed
Jun 2, 8:00 PM ET
Accepted
Jun 3, 4:44 PM ET
Size
8.6 KB