BRODY MARK S 4
4 · UNITY BANCORP INC /NJ/ · Filed Jun 3, 2020
Insider Transaction Report
Form 4
BRODY MARK S
Director
Transactions
- Gift
Common Stock
2020-05-22$14.79/sh−1,015$15,012→ 81,659 total
Holdings
- 40,102(indirect: Financial Planning Analysts)
Common Stock
- 286,713(indirect: Financial Planning Analysts Dispositive Shares)
Common Stock
- 1,475
Restricted Stock
- 18,800
Stock Options (Right to buy)
→ Common Stock
Footnotes (4)
- [F1]A total of 81,659 shares are beneficially owned by Dr. Brody; 48,400 are held jointly with his spouse, 13,000 are held in street name, 20,139 are held in an account at Shareworks, and 120 are held in an account at Computershare.
- [F2]1,475 restricted shares are held in an account at Computershare, which have upcoming vesting dates.
- [F3]Shares held in a master account of Financial Planning Analysts over which Dr. Brody has no voting authority, but has dispositive power.
- [F4]18,800 stock options were granted under various dates and vesting periods of which 9,133 are currently exercisable.