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4//SEC Filing

China John 4

Accession 0001562180-20-006536

CIK 0000719739other

View on SEC.gov Company Profile

Filed

Nov 3, 7:00 PM ET

Accepted

Nov 4, 10:33 AM ET

Size

14.3 KB

Accession

0001562180-20-006536

Insider Transaction Report

Form 4

Period: 2020-11-02

SVB FINANCIAL GROUPSIVB

Head of Relationship Mgmt

Transactions

Exercise/Conversion
Stock Option
2020-11-02−728→ 5,308 total
Exercise: $105.18Exp: 2023-05-02→ Common Stock (728 underlying)
Exercise/Conversion
Common Stock
2020-11-02$129.81/sh+536$69,578→ 21,649 total
Sale
Common Stock
2020-11-02$292.64/sh−536$156,855→ 21,113 total
Exercise/Conversion
Stock Option
2020-11-02−536→ 0 total
Exercise: $129.81Exp: 2022-05-01→ Common Stock (536 underlying)
Exercise/Conversion
Common Stock
2020-11-02$105.18/sh+728$76,571→ 22,377 total
Sale
Common Stock
2020-11-02$292.64/sh−728$213,042→ 21,649 total

Holdings

Common Stock
(indirect: By 401(k))
5,766

Footnotes (2)

[F1]25%/4yr beginning on 01-May-2015.
[F2]25%/4yr beginning on 02-May-2016.

Documents

1 file

4
primarydocument.xmlPrimary
PRIMARY DOCUMENT

Issuer

SVB FINANCIAL GROUP

CIK 0000719739

Entity typeother

Related Parties

1

filerCIK 0001519244

Filing Metadata

Form type: 4
Filed: Nov 3, 7:00 PM ET
Accepted: Nov 4, 10:33 AM ET
Size: 14.3 KB

View on SEC.gov