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|4Nov 4, 10:33 AM ET

China John 4

4 · SVB FINANCIAL GROUP · Filed Nov 4, 2020

Insider Transaction Report

Form 4
Period: 2020-11-02
SVB FINANCIAL GROUPSIVB
China John
Head of Relationship Mgmt
Transactions
  • Exercise/Conversion

    Stock Option

    2020-11-02−728→ 5,308 total
    Exercise: $105.18Exp: 2023-05-02→ Common Stock (728 underlying)
  • Exercise/Conversion

    Common Stock

    2020-11-02$129.81/sh+536$69,578→ 21,649 total
  • Sale

    Common Stock

    2020-11-02$292.64/sh−536$156,855→ 21,113 total
  • Exercise/Conversion

    Stock Option

    2020-11-02−536→ 0 total
    Exercise: $129.81Exp: 2022-05-01→ Common Stock (536 underlying)
  • Exercise/Conversion

    Common Stock

    2020-11-02$105.18/sh+728$76,571→ 22,377 total
  • Sale

    Common Stock

    2020-11-02$292.64/sh−728$213,042→ 21,649 total
Holdings

  • Common Stock

    (indirect: By 401(k))
    5,766
Footnotes (2)
  • [F1]25%/4yr beginning on 01-May-2015.
  • [F2]25%/4yr beginning on 02-May-2016.

Documents

1 file
  • 4
    primarydocument.xmlPrimary

    PRIMARY DOCUMENT