KELLY JOHN E III 4
4 · INTERNATIONAL BUSINESS MACHINES CORP · Filed Nov 10, 2020
Insider Transaction Report
Form 4
KELLY JOHN E III
Senior Vice President
Transactions
- Gift
Common Stock
2020-08-12−7,133→ 95,844.641 total - Award
Phantom Stock Unit
2020-11-09+224→ 16,114 totalExercise: $0.00→ Common Stock (224 underlying)
Holdings
- 65(indirect: son)
Common Stock
- 26,317(indirect: By Trust)
Common Stock
- 114(indirect: By Trust)
Common Stock
- 12,886(indirect: By Trust)
Common Stock
Footnotes (4)
- [F1]The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- [F2]Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.
- [F3]Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.
- [F4]Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.