Home/Filings/4/0001562180-20-007138
4//SEC Filing

Rivera Kim M 4

Accession 0001562180-20-007138

CIK 0000047217other

Filed

Dec 8, 7:00 PM ET

Accepted

Dec 9, 6:16 PM ET

Size

21.6 KB

Accession

0001562180-20-007138

Insider Transaction Report

Form 4
Period: 2020-12-07
Rivera Kim M
Chief Legal Officer, GC & Sec
Transactions
  • Exercise/Conversion

    Common Stock

    2020-12-07+89,680185,006 total
  • Award

    Performance Adjusted Restricted Stock Units

    2020-12-07+55,89755,897 total
    Common Stock (55,897 underlying)
  • Award

    Performance Contingent Stock Option

    2020-12-07+247,901247,901 total
    Common Stock (247,901 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2020-12-0723,0050 total
    Common Stock (23,005 underlying)
  • Tax Payment

    Common Stock

    2020-12-07$23.68/sh44,466$1,052,955140,540 total
  • Award

    Restricted Stock Units

    2020-12-07+88,68286,682 total
    Common Stock (88,682 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2020-12-0735,50968,293 total
    Common Stock (35,509 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2020-12-0731,16629,074 total
    Common Stock (31,166 underlying)
Footnotes (8)
  • [F1]Each RSU represents a contingent right to receive one share of HP common stock.
  • [F2]44,466 shares were withheld by HP to satisfy tax withholding on vesting of RSUs.
  • [F3]On 12/7/2020, the reporting person was granted 88,682 RSUs, one-third of which vest annually over three years on each of 12/7/2021, 12/7/2022 and 12/7/2023. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock.
  • [F4]On 12/7/2020, the reporting person was granted 55,897 Performance Adjusted Restricted Stock Units ("PARSUs"), 100% of which will only be earned after certification of financial results as of 10/31/23, subject to certain earnings per share and relative total stockholder return conditions being met as of that date. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock.
  • [F5]The performance contingent stock options granted on 12/7/2020 will vest 33.3% on each of the first two anniversaries of the grant date, and 33.4% on the third anniversary, in each case subject to the satisfaction of certain stock price performance conditions being met within five years following the grant date.
  • [F6]On 12/6/2019, the reporting person was granted 102,439 RSUs, 34,146 of which vested on 12/7/2020, and of which 34,146 is scheduled to vest on 12/7/2021 and of which 34,147 12/7/2022. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,363 vested dividend equivalent rights.
  • [F7]On 12/7/2018, the reporting person was granted 87,222 RSUs, 29,074 which vested on 12/7/2019 and 12/7/2020 and of which 29,074 is expected to vest on 12/7/2021. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,092 vested dividend equivalent rights.
  • [F8]On 12/7/2017, the reporting person was granted 62,947 RSUs, 20,982 of which vested on 12/7/2018 and 12/7/2019 and 20,983 of which vested on 12/7/2020. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,022 vested dividend equivalent rights.

Issuer

HP INC

CIK 0000047217

Entity typeother

Related Parties

1
  • filerCIK 0001479038

Filing Metadata

Form type
4
Filed
Dec 8, 7:00 PM ET
Accepted
Dec 9, 6:16 PM ET
Size
21.6 KB