4//SEC Filing
KRAMER FRANCIS J 4
Accession 0001562180-20-007203
CIK 0000820318other
Filed
Dec 10, 7:00 PM ET
Accepted
Dec 11, 11:18 AM ET
Size
14.5 KB
Accession
0001562180-20-007203
Insider Transaction Report
Form 4
II-VI INCIIVI
KRAMER FRANCIS J
DirectorPresident & CEO
Transactions
- Sale
Common Stock
2020-12-10$68.98/sh−23,521$1,622,363→ 298,874 total - Sale
Common Stock
2020-12-10$71.07/sh−10,396$738,847→ 262,395 total - Exercise/Conversion
Common Stock
2020-12-10$18.93/sh+60,000$1,135,800→ 322,395 total - Sale
Common Stock
2020-12-10$70.18/sh−26,083$1,830,518→ 272,791 total - Exercise/Conversion
Option (Right to buy)
2020-12-10−60,000→ 23,680 totalExercise: $18.93Exp: 2022-08-18→ Common Stock (60,000 underlying)
Holdings
- 42,500(indirect: By GRATs)
Common Stock
- 285,401(indirect: By Trust)
Common Stock
Footnotes (6)
- [F1]The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2020.
- [F2]Represents the weighted average of multiple sale transactions ranging in price from $68.69 to $69.67. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
- [F3]Represents the weighted average of multiple sale transactions ranging in price from $69.74 to $70.67. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
- [F4]Represents the weighted average of multiple sale transactions ranging in price from $70.79 to $71.47. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
- [F5]The reporting person disclaims beneficial ownership of these securities, other than to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
- [F6]The options fully vested on August 18, 2017.
Documents
Issuer
II-VI INC
CIK 0000820318
Entity typeother
Related Parties
1- filerCIK 0001191458
Filing Metadata
- Form type
- 4
- Filed
- Dec 10, 7:00 PM ET
- Accepted
- Dec 11, 11:18 AM ET
- Size
- 14.5 KB