KRAMER FRANCIS J 4

4 · II-VI INC · Filed Dec 11, 2020

Form 4

Period: 2020-12-10

DirectorPresident & CEO

Transactions

Sale
Common Stock
2020-12-10$68.98/sh−23,521$1,622,363→ 298,874 total
Sale
Common Stock
2020-12-10$71.07/sh−10,396$738,847→ 262,395 total
Exercise/Conversion
Common Stock
2020-12-10$18.93/sh+60,000$1,135,800→ 322,395 total
Sale
Common Stock
2020-12-10$70.18/sh−26,083$1,830,518→ 272,791 total
Exercise/Conversion
Option (Right to buy)
2020-12-10−60,000→ 23,680 total
Exercise: $18.93Exp: 2022-08-18→ Common Stock (60,000 underlying)

Holdings

Footnotes (6)

[F1]The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2020.
[F2]Represents the weighted average of multiple sale transactions ranging in price from $68.69 to $69.67. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
[F3]Represents the weighted average of multiple sale transactions ranging in price from $69.74 to $70.67. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
[F4]Represents the weighted average of multiple sale transactions ranging in price from $70.79 to $71.47. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
[F5]The reporting person disclaims beneficial ownership of these securities, other than to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
[F6]The options fully vested on August 18, 2017.

Documents

1 file