4//SEC Filing
KRAMER FRANCIS J 4
Accession 0001562180-20-007297
CIK 0000820318other
Filed
Dec 14, 7:00 PM ET
Accepted
Dec 15, 8:47 PM ET
Size
16.6 KB
Accession
0001562180-20-007297
Insider Transaction Report
Form 4
II-VI INCIIVI
KRAMER FRANCIS J
DirectorPresident & CEO
Transactions
- Exercise/Conversion
Common Stock
2020-12-14$18.93/sh+15,449$292,450→ 282,293 total - Exercise/Conversion
Option (Right to buy)
2020-12-14−15,449→ 8,231 totalExercise: $18.93Exp: 2022-08-18→ Common Stock (15,449 underlying) - Exercise/Conversion
Common Stock
2020-12-15$18.93/sh+8,231$155,813→ 275,075 total - Exercise/Conversion
Option (Right to buy)
2020-12-15−8,231→ 0 totalExercise: $18.93Exp: 2022-08-18→ Common Stock (8,231 underlying) - Sale
Common Stock
2020-12-15$72.60/sh−8,231$597,530→ 266,844 total - Sale
Common Stock
2020-12-14$72.59/sh−15,449$1,121,381→ 266,844 total
Holdings
- 38,051(indirect: By GRAT)
Common Stock
- 285,401(indirect: By Trust)
Common Stock
Footnotes (6)
- [F1]Includes 4,449 shares previously reported as being beneficially owned indirectly by the reporting person but which have been distributed to the reporting person by a GRAT.
- [F2]The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2020.
- [F3]Represents the weighted average of multiple sale transactions ranging in price from $72.50 to $72.84. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
- [F4]Represents the weighted average of multiple sale transactions ranging in price from $72.50 to $72.82. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
- [F5]The reporting person disclaims beneficial ownership of these securities, other than to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
- [F6]The options fully vested on August 18, 2017.
Documents
Issuer
II-VI INC
CIK 0000820318
Entity typeother
Related Parties
1- filerCIK 0001191458
Filing Metadata
- Form type
- 4
- Filed
- Dec 14, 7:00 PM ET
- Accepted
- Dec 15, 8:47 PM ET
- Size
- 16.6 KB