4//SEC Filing
BRODY MARK S 4
Accession 0001562180-21-000223
CIK 0000920427other
Filed
Jan 5, 7:00 PM ET
Accepted
Jan 6, 5:54 PM ET
Size
10.1 KB
Accession
0001562180-21-000223
Insider Transaction Report
Form 4
BRODY MARK S
Director
Transactions
- Award
Stock Options (Right to buy)
2021-01-04+4,000→ 22,800 totalExercise: $17.55Exp: 2031-01-04→ Common Stock (4,000 underlying) - Award
Restricted Stock
2021-01-04+1,000→ 1,675 total
Holdings
- 40,102(indirect: Financial Planning Analysts)
Common Stock
- 262,289(indirect: Financial Planning Analysts Dispositive Shares)
Common Stock
- 82,459
Common Stock
Footnotes (7)
- [F1]1,000 restricted shares were granted on 1/4/2021 from the 2019 Equity Compensation Plan and vest over four years; vesting commences with 250 shares on 1/4/2022, 250 shares on 1/4/2023, 250 shares on 1/4/2024, and 250 shares on 1/4/2025.
- [F2]1,675 restricted shares are held in an account at Computershare, which have upcoming vesting dates.
- [F3]A total of 82,459 shares are beneficially owned by Dr. Brody; 48,400 are held jointly with his spouse, 13,000 are held in street name, 20,939 are held in an account at Shareworks, and 120 are held in an account at Computershare.
- [F4]Shares held in a master account of Financial Planning Analysts over which Dr. Brody has no voting authority, but has dispositive power.
- [F5]4,000 stock options were granted on 1/4/2021 from the 2019 Equity Compensation Plan.
- [F6]33+% per year for 3 years beginning on 1/4/2021.
- [F7]22,800 stock options were granted under various dates and vesting periods of which 13,400 are currently exercisable.
Documents
Issuer
UNITY BANCORP INC /NJ/
CIK 0000920427
Entity typeother
Related Parties
1- filerCIK 0001248813
Filing Metadata
- Form type
- 4
- Filed
- Jan 5, 7:00 PM ET
- Accepted
- Jan 6, 5:54 PM ET
- Size
- 10.1 KB