Andrew Clyde Farnsworth 4

4 · CIRCOR INTERNATIONAL INC · Filed Mar 5, 2021

Form 4

Period: 2021-03-04

Chief Human Resources Officer

Transactions

Exercise/Conversion
Common Stock
2021-03-04+496→ 2,904 total
Tax Payment
Common Stock
2021-03-04−172→ 2,732 total
Exercise/Conversion
Common Stock
2021-03-04+4,756→ 7,488 total
Tax Payment
Common Stock
2021-03-04−1,475→ 6,013 total
Exercise/Conversion
Restricted Stock Unit
2021-03-04−496→ 496 total
Exercise: $0.00From: 2021-03-04Exp: 2029-03-04→ Common Stock (496 underlying)
Exercise/Conversion
Restricted Stock Unit
2021-03-04−4,756→ 0 total
Exercise: $0.00From: 2021-03-04Exp: 2030-03-24→ Common Stock (4,756 underlying)

Footnotes (2)

[F1]The Restricted Stock Units (RSUs), the conversion of which are reported herein, were granted to the Reporting Person by the issuer as part of equity incentive grants made by the issuer on 3/04/2019 utilizing a fair market value (FMV) of a share of the issuers stock of $33.63. The RSU grant vests in equal portions over a three year period, and are received by the Reporting Person upon vesting, on a one-for-one basis. This report reflects the vesting of one-third portion of the original RSU grant and the acquisition by the Reporting Person of the underlying shares minus sufficient shares withheld to pay applicable income taxes.
[F2]The Restricted Stock Units (RSUs), the conversion of which are reported herein, were granted to the Reporting Person by the issuer as part of equity incentive grants made by the issuer on 3/24/2020 utilizing a fair market value (FMV) of a share of the issuers stock of $10.01. The RSU grant vests in its entirety on March 4, 2021 (the one year anniversary of when the Compensation Committee commited to grant RSUs) and are received by the Reporting person upon vesting, on a one-for-one basis. This report reflects the full vesting of the original RSU grant and the acquisition by the Reporting Person of the underlying shares minus sufficient shares withheld to pay applicable income taxes.

Documents

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