BRODY MARK S 4
4 · UNITY BANCORP INC /NJ/ · Filed Apr 23, 2021
Insider Transaction Report
Form 4
BRODY MARK S
Director
Transactions
- Sale
Common Stock
2021-04-21$21.13/sh−8,842$186,866→ 73,617 total
Holdings
- 256,465(indirect: Financial Planning Analysts Dispositive Shares)
Common Stock
- 1,675
Restricted Stock
- 40,102(indirect: Financial Planning Analysts)
Common Stock
- 22,800
Stock Options (Right to buy)
→ Common Stock
Footnotes (4)
- [F1]A total of 73,617 shares are beneficially owned by Dr. Brody; 39,558 are held jointly with his spouse,13,000 are held in street name, 20,939 are held in an account at Shareworks, and 120 are held in an account at Computershare.
- [F2]Shares held in a master account of Financial Planning Analysts over which Dr. Brody has no voting authority, but has dispositive power.
- [F3]1,675 restricted shares are held in an account at Computershare, which have upcoming vesting dates.
- [F4]22,800 stock options were granted under various dates and vesting periods of which 14,400 are currently exercisable.