NORTON DAVID K 4

4 · People's United Financial, Inc. · Filed Apr 27, 2021

Form 4

Period: 2021-04-26

Sr EVP and Chief HR Officer

Transactions

Exercise/Conversion
Common Stock
2021-04-26$14.85/sh+54,097$803,340→ 183,870 total
Exercise/Conversion
Common Stock
2021-04-26$14.56/sh+94,218$1,372,285→ 278,088 total
Sale
Common Stock
2021-04-26$18.07/sh−94,218$1,702,689→ 129,773 total
Sale
Common Stock
2021-04-26$18.09/sh−54,097$978,642→ 223,991 total
Exercise/Conversion
Employee Option to Buy
2021-04-26−54,097→ 0 total
Exercise: $14.85Exp: 2025-02-19→ Common Stock (54,097 underlying)
Exercise/Conversion
Employee Option to Buy
2021-04-26−94,218→ 0 total
Exercise: $14.56Exp: 2026-02-18→ Common Stock (94,218 underlying)

Footnotes (4)

[F1]This transaction was executed in multiple trades at prices ranging from $17.98 to $18.17. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the SEC staff, People's United Financial, Inc. or a shareholder of People's United Financial, Inc. full information regarding the number of shares and prices at which the transaction was effected.
[F2]Includes 3,779 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 43 shares acquired through dividend reinvestment). Information is based on 3/31/2021 Plan statements.
[F3]Exercisable in annual increments on 3/1/2016 (33 1/3%); 3/1/2017 (33 1/3%); and 3/1/2018 (33 1/3%).
[F4]Exercisable in annual increments on 3/1/2017 (33 1/3%); 3/1/2018 (33 1/3%); and 3/1/2019 (33 1/3%).

Documents

1 file