VERITY CINDY 4
4 · PACIFIC MERCANTILE BANCORP · Filed Jun 4, 2021
Insider Transaction Report
Form 4
VERITY CINDY
EVP, Head of Cash Management
Transactions
- Exercise/Conversion
Common Stock
2021-06-03$7.10/sh+5,273$37,438→ 27,595 total - Exercise/Conversion
Common Stock Option
2021-06-03−9,110→ 62,379 totalExercise: $8.15Exp: 2028-02-21→ Common Stock (9,110 underlying) - Exercise/Conversion
Stock Options (Right to buy)
2021-06-03−5,464→ 0 totalExercise: $6.18Exp: 2024-03-07→ Common Stock (5,464 underlying) - Exercise/Conversion
Common Stock
2021-06-03$6.18/sh+5,464$33,768→ 63,059 total - Sale
Common Stock
2021-06-03$8.77/sh−71,489$627,166→ 22,322 total - Exercise/Conversion
Stock Options (Right to buy)
2021-06-03−21,642→ 35,464 totalExercise: $6.77Exp: 2026-02-16→ Common Stock (21,642 underlying) - Exercise/Conversion
Common Stock
2021-06-03$8.15/sh+9,110$74,247→ 93,811 total - Exercise/Conversion
Stock Options (Right to buy)
2021-06-03−5,273→ 57,106 totalExercise: $7.10Exp: 2025-02-17→ Common Stock (5,273 underlying) - Exercise/Conversion
Stock Options (Right to buy)
2021-06-03−30,000→ 5,464 totalExercise: $6.24Exp: 2023-09-03→ Common Stock (30,000 underlying) - Exercise/Conversion
Common Stock
2021-06-03$6.24/sh+30,000$187,200→ 57,595 total - Exercise/Conversion
Common Stock
2021-06-03$6.77/sh+21,642$146,516→ 84,701 total
Footnotes (2)
- [F1]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.78 to $8.84 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- [F2]Options have fully vested.