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4//SEC Filing

VERITY CINDY 4

Accession 0001562180-21-004085

CIK 0001109546other

View on SEC.gov Company Profile

Filed

Jun 3, 8:00 PM ET

Accepted

Jun 4, 8:00 PM ET

Size

26.7 KB

Accession

0001562180-21-004085

Insider Transaction Report

Form 4

Period: 2021-06-03

PACIFIC MERCANTILE BANCORPPMBC

EVP, Head of Cash Management

Transactions

Exercise/Conversion
Common Stock
2021-06-03$7.10/sh+5,273$37,438→ 27,595 total
Exercise/Conversion
Common Stock Option
2021-06-03−9,110→ 62,379 total
Exercise: $8.15Exp: 2028-02-21→ Common Stock (9,110 underlying)
Exercise/Conversion
Stock Options (Right to buy)
2021-06-03−5,464→ 0 total
Exercise: $6.18Exp: 2024-03-07→ Common Stock (5,464 underlying)
Exercise/Conversion
Common Stock
2021-06-03$6.18/sh+5,464$33,768→ 63,059 total
Sale
Common Stock
2021-06-03$8.77/sh−71,489$627,166→ 22,322 total
Exercise/Conversion
Stock Options (Right to buy)
2021-06-03−21,642→ 35,464 total
Exercise: $6.77Exp: 2026-02-16→ Common Stock (21,642 underlying)
Exercise/Conversion
Common Stock
2021-06-03$8.15/sh+9,110$74,247→ 93,811 total
Exercise/Conversion
Stock Options (Right to buy)
2021-06-03−5,273→ 57,106 total
Exercise: $7.10Exp: 2025-02-17→ Common Stock (5,273 underlying)
Exercise/Conversion
Stock Options (Right to buy)
2021-06-03−30,000→ 5,464 total
Exercise: $6.24Exp: 2023-09-03→ Common Stock (30,000 underlying)
Exercise/Conversion
Common Stock
2021-06-03$6.24/sh+30,000$187,200→ 57,595 total
Exercise/Conversion
Common Stock
2021-06-03$6.77/sh+21,642$146,516→ 84,701 total

Footnotes (2)

[F1]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.78 to $8.84 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
[F2]Options have fully vested.

Documents

2 files

Issuer

PACIFIC MERCANTILE BANCORP

CIK 0001109546

Entity typeother

Related Parties

1

filerCIK 0001707468

Filing Metadata

Form type: 4
Filed: Jun 3, 8:00 PM ET
Accepted: Jun 4, 8:00 PM ET
Size: 26.7 KB

View on SEC.gov