Grace Melanie 4
4 · Hercules Capital, Inc. · Filed Aug 3, 2021
Insider Transaction Report
Form 4
Grace Melanie
General Counsel & CCO
Transactions
- Disposition to Issuer
Restricted Stock Units
2021-07-31$17.27/sh−1,390$24,005→ 20,613 total - Tax Payment
Common Stock
2021-07-31$17.27/sh−531$9,170→ 66,063 total - Award
Common Stock
2021-07-31$17.27/sh+1,390$24,005→ 66,594 total
Footnotes (3)
- [F1]Represents vested restricted stock units and dividend equivalent shares converted to Hercules Capital, Inc. common stock on July 31, 2021.
- [F2]Represents Hercules, Inc. common stock received from vested restricted stock units and dividend equivalent shares on July 31, 2021.
- [F3]Represents Hercules, Inc. common stock withheld to pay taxes applicable to the vesting of restricted stock units and dividend equivalent shares on July 31, 2021.