Home/Filings/4/0001562180-21-005493
4//SEC Filing

Grace Melanie 4

Accession 0001562180-21-005493

CIK 0001280784other

Filed

Aug 19, 8:00 PM ET

Accepted

Aug 20, 4:45 PM ET

Size

9.9 KB

Accession

0001562180-21-005493

Insider Transaction Report

Form 4
Period: 2021-08-18
Grace Melanie
General Counsel & CCO
Transactions
  • Tax Payment

    Common Stock

    2021-08-18$16.98/sh21$35766,106 total
  • Award

    Restricted Stock Units

    2021-08-18$16.98/sh+485$8,23521,098 total
  • Award

    Common Stock

    2021-08-18$16.98/sh+64$1,08766,127 total
  • Disposition to Issuer

    Restricted Stock Units

    2021-08-18$16.98/sh64$1,08721,034 total
Footnotes (4)
  • [F1]Represents dividend equivalent shares received on August 18, 2021.
  • [F2]Represents released dividend equivalent shares converted to Hercules Capital, Inc. common stock on August 18, 2021.
  • [F3]Represents Hercules, Inc. common stock received from vested dividend equivalent shares on August 18, 2021.
  • [F4]Represents Hercules, Inc. common stock withheld to pay taxes applicable to the vesting of dividend equivalent shares on August 18, 2021.

Issuer

Hercules Capital, Inc.

CIK 0001280784

Entity typeother

Related Parties

1
  • filerCIK 0001653448

Filing Metadata

Form type
4
Filed
Aug 19, 8:00 PM ET
Accepted
Aug 20, 4:45 PM ET
Size
9.9 KB