Grace Melanie 4
4 · Hercules Capital, Inc. · Filed Aug 20, 2021
Insider Transaction Report
Form 4
Grace Melanie
General Counsel & CCO
Transactions
- Tax Payment
Common Stock
2021-08-18$16.98/sh−21$357→ 66,106 total - Award
Restricted Stock Units
2021-08-18$16.98/sh+485$8,235→ 21,098 total - Award
Common Stock
2021-08-18$16.98/sh+64$1,087→ 66,127 total - Disposition to Issuer
Restricted Stock Units
2021-08-18$16.98/sh−64$1,087→ 21,034 total
Footnotes (4)
- [F1]Represents dividend equivalent shares received on August 18, 2021.
- [F2]Represents released dividend equivalent shares converted to Hercules Capital, Inc. common stock on August 18, 2021.
- [F3]Represents Hercules, Inc. common stock received from vested dividend equivalent shares on August 18, 2021.
- [F4]Represents Hercules, Inc. common stock withheld to pay taxes applicable to the vesting of dividend equivalent shares on August 18, 2021.