Home/Filings/4/0001562180-21-005746
4//SEC Filing

REHBERGER WAYNE M 4

Accession 0001562180-21-005746

CIK 0001577368other

Filed

Sep 1, 8:00 PM ET

Accepted

Sep 2, 4:07 PM ET

Size

15.0 KB

Accession

0001562180-21-005746

Insider Transaction Report

Form 4
Period: 2021-08-31
Transactions
  • Disposition to Issuer

    Class A Common Stock

    2021-08-315,8090 total
  • Disposition to Issuer

    Employee Stock Option (Right to Buy)

    2021-08-31$32.70/sh10,639$347,8950 total
    Exercise: $45.30Exp: 2029-04-01Class A common stock (10,639 underlying)
  • Disposition to Issuer

    7.125% Series A Perpetual Preferred Stock

    2021-08-311,2000 total
  • Disposition to Issuer

    Employee Stock Option (Right to Buy)

    2021-08-31$18.94/sh7,043$133,3940 total
    Exercise: $59.06Exp: 2031-03-05Class A Common Stock (7,043 underlying)
  • Disposition to Issuer

    Employee Stock Option (Right to Buy)

    2021-08-31$21.16/sh8,557$181,0660 total
    Exercise: $56.84Exp: 2030-03-06Class A Common Stock (8,557 underlying)
Footnotes (5)
  • [F1]Redeemed pursuant to the exercise of the Company's redemption right in connection with the merger of the Issuer with and into Volt Lower Holdings LLC (the "Merger") pursuant to the terms of the Agreement and Plan of Merger, dated as of June 7, 2021 among the Issuer, QualityTech, LP, Volt Upper Holdings LLC, Volt Lower Holdings LLC, and Volt Acquisition LP (the "Merger Agreement:) for $25.00 in cash per share, plus accrued and unpaid dividends, to and including the date of the Merger, without interest, less any applicable withholding.
  • [F2]Includes Class A common stock and deferred share units ("DSUs") granted under the QTS Realty Trust, Inc. 2013 Equity Incentive Plan (the "Plan") that represented the contingent right to receive one share of Class A common stock and vesting of the DSU one year after the date of grant. Each DSU (and any accrued dividend equivalents related thereto) vested in connection with the Merger. All Class A common stock was disposed of, and vested DSUs were cancelled, pursuant to the Merger pursuant to the terms of the Merger Agreement in exchange for $78.00 in cash per share (or share under such DSU), without interest, less any applicable withholding.
  • [F3]These options to purchase shares of Class A common stock were granted under the Plan and vest one year after the date of grant. Each option was canceled in the Merger in exchange for a cash payment of $18.94, representing the difference between the exercise price of the option and $78.00, less any applicable income and employment withholding taxes.
  • [F4]These options to purchase shares of Class A common stock were granted under the Plan and vest one year after the date of grant. Each option was canceled in the Merger in exchange for a cash payment of $21.16, representing the difference between the exercise price of the option and $78.00, less any applicable income and employment withholding taxes.
  • [F5]These options to purchase shares of Class A common stock were granted under the Plan and vest one year after the date of grant. Each option was canceled in the Merger in exchange for a cash payment of $32.70, representing the difference between the exercise price of the option and $78.00, less any applicable income and employment withholding taxes.

Issuer

QTS Realty Trust, Inc.

CIK 0001577368

Entity typeother

Related Parties

1
  • filerCIK 0001239231

Filing Metadata

Form type
4
Filed
Sep 1, 8:00 PM ET
Accepted
Sep 2, 4:07 PM ET
Size
15.0 KB