Nelli James Patrick Jr. 4
4 · Health Catalyst, Inc. · Filed Sep 15, 2021
Insider Transaction Report
Form 4
Nelli James Patrick Jr.
Chief Financial Officer
Transactions
- Sale
Common Stock
2021-09-13$54.44/sh−4,627$251,908→ 127,098 total - Exercise/Conversion
Stock Option (Right to Buy)
2021-09-13−18,188→ 52,233 totalExercise: $10.80Exp: 2028-09-27→ Common Stock (18,188 underlying) - Exercise/Conversion
Stock Option (Right to Buy)
2021-09-13−7,812→ 4,047 totalExercise: $10.72Exp: 2027-10-26→ Common Stock (7,812 underlying) - Exercise/Conversion
Common Stock
2021-09-13$10.72/sh+7,812$83,745→ 156,478 total - Sale
Common Stock
2021-09-13$54.83/sh−24,753$1,357,316→ 131,725 total - Exercise/Conversion
Common Stock
2021-09-13$10.80/sh+18,188$196,430→ 148,666 total
Footnotes (5)
- [F1]The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on March 10, 2021 in accordance with Rule 10b5-1.
- [F2]Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $54.32 to $55.31, inclusive.
- [F3]Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $55.32 to $56.04, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth Footnotes (2) and (3).
- [F4]25% of the 215,741 shares underlying the option vested in an annual installment and the remaining balance vested or will vest in equal monthly installments until the option vests in full on September 25, 2022.
- [F5]25% of the 80,977 shares underlying the option vested in an annual installment and the remaining balance vested or will vest in equal monthly installments until the option vests in full on October 26, 2021.