|4Oct 19, 2:53 PM ET

Christianssen Curt Alan 4

4 · PACIFIC MERCANTILE BANCORP · Filed Oct 19, 2021

Insider Transaction Report

Form 4
Period: 2021-10-18
Christianssen Curt Alan
Chief Financial Officer
Transactions
  • Sale

    Stock Option (Right to Buy)

    2021-10-18$9.31/sh14,552$135,4790 total
    Exercise: $8.15Exp: 2028-02-21Common Stock (14,552 underlying)
  • Sale

    Stock Option (Right to Buy)

    2021-10-18$9.31/sh7,778$72,4130 total
    Exercise: $6.77Exp: 2026-02-16Common Stock (7,778 underlying)
  • Sale

    Common Stock

    2021-10-18$9.31/sh124,410$1,158,2570 total
  • Sale

    Stock Option (Right to Buy)

    2021-10-18$9.31/sh7,855$73,1300 total
    Exercise: $7.09From: 2018-03-10Exp: 2025-03-10Common Stock (7,855 underlying)
Footnotes (1)
  • [F1]Pursuant to the Merger Agreement by and between Pacific Mercantile Bancorp and Banc of California, Inc. dated March 22, 2021 (the "Agreement"), all vested shares of Pacific Mercantile Bancorp will be converted to Banc of California, Inc. shares at a 2:1 ratio. The vesting of all options, RSAs and RSUs (the "Incentives") were accelerated and cashed out upon the close of the merger that occurred on October 18, 2021. The price per share used to cash out these Incentives was $9.31, and was determined pursuant to the Agreement.

Documents

1 file
  • 4
    primarydocument.xmlPrimary

    PRIMARY DOCUMENT