BRODY MARK S 4
4 · UNITY BANCORP INC /NJ/ · Filed Nov 23, 2021
Insider Transaction Report
Form 4
BRODY MARK S
Director
Transactions
- Sale
Common Stock
2021-11-22$26.82/sh−1,107$29,690→ 71,144 total - Sale
Common Stock
2021-11-19$27.10/sh−356$9,646→ 72,251 total
Holdings
- 1,675
Restricted Stock
- 40,102(indirect: Financial Planning Analysts)
Common Stock
- 22,800
Stock Options (Right to buy)
→ Common Stock - 255,465(indirect: Financial Planning Analysts Dispositive Shares)
Common Stock
Footnotes (6)
- [F1]This transaction was executed in multiple trades at prices ranging from $27.07 USD to $27.25 USD, the price reported above reflects the weighted average sale price.
- [F2]This transaction was executed in multiple trades at prices ranging from $26.78 USD to $26.885 USD, the price reported above reflects the weighted average sale price.
- [F3]A total of 71,144 shares are beneficially owned by Dr. Brody; 33,592 are held jointly with his spouse, 17,503 are held in street name, 19,929 are held in an account at Shareworks, and 120 are held in an account at Computershare.
- [F4]Shares held in a master account of Financial Planning Analysts over which Dr. Brody has no voting authority, but has dispositive power.
- [F5]1,675 restricted shares are held in an account at Computershare, which have upcoming vesting dates.
- [F6]22,800 stock options were granted under various dates and vesting periods of which 13,400 are currently exercisable.