BRODY MARK S 4
4 · UNITY BANCORP INC /NJ/ · Filed Nov 26, 2021
Insider Transaction Report
Form 4
BRODY MARK S
Director
Transactions
- Sale
Common Stock
2021-11-23$26.82/sh−1,075$28,827→ 70,069 total
Holdings
- 40,102(indirect: Financial Planning Analysts)
Common Stock
- 1,675
Restricted Stock
- 22,800
Stock Options (Right to buy)
→ Common Stock - 255,465(indirect: Financial Planning Analysts Dispositive Shares)
Common Stock
Footnotes (5)
- [F1]This transaction was executed in multiple trades at prices ranging from $26.78 USD to $27.34 USD, the price reported above reflects the weighted average sale price.
- [F2]A total of 70,069 shares are beneficially owned by Dr. Brody; 33,712 are held in accounts at Computershare, of which 33,592 are held jointly with his spouse. 16,428 are held in street name, and 19,929 are held in an account at Shareworks.
- [F3]Shares held in a master account of Financial Planning Analysts over which Dr. Brody has no voting authority, but has dispositive power.
- [F4]1,675 restricted shares are held in an account at Computershare, which have upcoming vesting dates.
- [F5]22,800 stock options were granted under various dates and vesting periods of which 13,400 are currently exercisable.