Home/Filings/4/0001562180-21-007537
4//SEC Filing

BRODY MARK S 4

Accession 0001562180-21-007537

CIK 0000920427other

Filed

Dec 6, 7:00 PM ET

Accepted

Dec 7, 5:11 PM ET

Size

8.9 KB

Accession

0001562180-21-007537

Insider Transaction Report

Form 4
Period: 2021-12-03
BRODY MARK S
Director
Transactions
  • Sale

    Common Stock

    2021-12-03$25.63/sh802$20,55469,267 total
Holdings
  • Stock Options (Right to buy)

    Common Stock
    22,800
  • Restricted Stock

    1,675
  • Common Stock

    (indirect: Financial Planning Analysts Dispositive Shares)
    255,465
  • Common Stock

    (indirect: Financial Planning Analysts)
    40,102
Footnotes (5)
  • [F1]This transaction was executed in multiple trades at prices ranging from $25.50 USD to $25.94 USD, the price reported above reflects the weighted average sale price.
  • [F2]A total of 69,267 shares are beneficially owned by Dr. Brody; 33,712 are held in accounts at Computershare, of which 33,592 are held jointly with his spouse, 15,626 are held in street name, and 19,929 are held in an account at Shareworks.
  • [F3]Shares held in a master account of Financial Planning Analysts over which Dr. Brody has no voting authority, but has dispositive power.
  • [F4]1,675 restricted shares are held in an account at Computershare, which have upcoming vesting dates.
  • [F5]22,800 stock options were granted under various dates and vesting periods of which 13,400 are currently exercisable.

Issuer

UNITY BANCORP INC /NJ/

CIK 0000920427

Entity typeother

Related Parties

1
  • filerCIK 0001248813

Filing Metadata

Form type
4
Filed
Dec 6, 7:00 PM ET
Accepted
Dec 7, 5:11 PM ET
Size
8.9 KB